Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abraham RosenbergCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2018
Adam Joseph SureauOkemo Capital Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2012
Adam Paul JolivetAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-06-2012
Albert Sebastian Toto IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-30-2009
Alexander M. MediciLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2017
Alfred Ramnel DrouinAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2011
Allan Harold CrudaleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-29-2019
Amy Caroline LoughranUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2014
Andrew B. BallEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2018
Andrew Edward JanfazaNeuberger Berman BD LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-10-2018
Andrew NessTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2017
Andrew Rowe SullivanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-30-2009
Andrew Seidlitz BlackwellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2011
Angelica Faye CronkCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2018
Anthony Knight DawsonSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2017
Arnold Paul ServaisMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-01-2009
Arthur Nicholas KarabelasJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-12-2013
Audrey Barbara DaumOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2010
Austin Scott MinorTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2016
Austin Scott MinorMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2014
Bakhtiar HussainiSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Barry Jon FishJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2011
Benjamin W BeckLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-20-2013
Beth MurrayMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2019
Bethany Anne DeverLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.