Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abraham RosenbergCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2018
Adam Joseph SureauOkemo Capital Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2012
Albert John MakkayJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2010
Albert Sebastian Toto IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-30-2009
Alfred Ramnel DrouinAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2011
Allan Harold CrudaleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-29-2019
Andrew B. BallEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2018
Andrew Edward JanfazaNeuberger Berman LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-10-2018
Andrew Rowe SullivanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-30-2009
Angelica Faye CronkCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2018
Austin Scott MinorTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2016
Bakhtiar HussainiSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Barry Jon FishJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2011
Bethany Anne DeverLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2016
Bibekananda DasMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2013
Brendan J YorkFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-20-2018
Brennan Christopher CollinsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2017
Brian J. GaffneyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1003-02-2012
Brian James WymanAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2012
Brian Paul AstorinoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-06-2009
Charles Alexander LavrentiosHarbor Point Capital Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-15-2010
Charles Anthony HusakStonehurst Capital Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2016
Chris Reynolds MilletteNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2010
Christopher BoydMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2018
Christopher John McCarthyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2011
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Showing 1 to 25 of 142 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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