Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harry Daniel MuscatelloLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20002-12-2009
Harry Jeffrey DavisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2011
J. Severin Robert BergeronSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2017
James Allen AtwoodFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-20-2018
James Andrew CalabreseUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-30-2009
James Howard BarrFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2015
James W BuzgoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
Jason A. RuelCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2014
Jason Anthony BunkerCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2013
Jeffrey Barnett AtwoodFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-20-2018
Jeffrey David BielingMoors & Cabot, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-16-2009
Jeffrey Grant AffeldtUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2009
Jeffrey Ian Appelstein, Justin Hill MonahanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1001-02-2009
Jeffrey Michael Maciejowski IISantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2017
Jesse Edward BurnettMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-28-2011
Jessica GuoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-27-2016
John Adam Ptak Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2011
John Joseph Halloran IIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2013
John Joseph MuseJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-22-2018
John Richard CranstonCranston Capital Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2012
John Ryan HalloranSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2015
Jonathan Allan CrudaleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2019
Jordan Douglas TraubCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2018
Jorge A. PerezBolton Global CapitalMerrill Lynch, Pierce, Fenner & Smith Incorporated11-10-2015
Joseph Coalter WilliamsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2009
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Showing 51 to 75 of 142 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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