Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel Haggis HodgsonFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-27-2018
Scott Christopher KornLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2016
Scott Evan MumaVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2511-26-2010
Scott William DittrichRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2009
Silvio Stumpo, James V. Gennari Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2016
Simon AmirCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-26-2012
Stephen Albert ZahkaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-28-2010
Stephen M WalshCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2018
Steven T. SmithUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15005-21-2018
Thomas Rendal Gilmore, Andrew Seidlitz BlackwellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-17-2011
Tracey A NeretOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2009
Vincent Michael RecchiaCantella & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-07-2014
Vivek MehraAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2012
Walid Jack ElkhouryTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2017
William Alfred HaggardCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2016
Zachary CalahanFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2018
Zachary Scott HanoyanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25002-19-2016
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Showing 126 to 142 of 142 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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