Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Scott FalconerSecurian Financial Services, Inc.MetLife Securities Inc.04-12-2017
Robert Samuel BermanMML Investors Services, LLCMetLife Securities Inc.$22103-25-2017
Walter Richard May IIIMML Investors Services, LLCMetLife Securities Inc.$15003-25-2017
Heidi Lydia HansonMML Investors Services, LLCMetLife Securities Inc.$15003-25-2017
George Robert King IIMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Leslie Paul DossettMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Kevin John CanfieldMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Michael John PerishoMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Michael P. SextonMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Joseph Parker DaviesMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Michael Charles EnrightMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Frank Michael HynesMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Hamid Michael OmidMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Paul Gerald ProvencherMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Alan Ogilvie SaleMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Donald Francis Vendetti Jr.MML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Patrick R McCormickMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Andrew Coe ClearyMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Henry Michael ShaughnessyMML Investors Services, LLCMetLife Securities Inc.$2303-25-2017
Scott Peter BarkerMML Investors Services, LLCMetLife Securities Inc.$2003-25-2017
Vincent Douglas BeaudoinMML Investors Services, LLCMetLife Securities Inc.$2003-25-2017
Derek P HappyMML Investors Services, LLCMetLife Securities Inc.$1203-25-2017
Herbert Karl DaroffMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Michael Paul HealyMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Russell Earl HolmesMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
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Showing 1 to 25 of 107 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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