Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam BatemanFlagship Harbor Advisors, LLCMetLife Securities Inc.12-02-2013
Alan Lee SilvermanMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Alan Ogilvie SaleMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Amy Share BrennanMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Andrew Coe ClearyMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Andrew John CarlstromMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Anthony Joseph LeonardoMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Anthony Thomas NofiMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Arwen LowbridgeMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Brad Mitchell CaplandLPL Financial LLCMetLife Securities Inc.11-09-2016
Brenden Matthew HagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.12-20-2016
Brian Charles HendersonMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Brian Scott FalconerSecurian Financial Services, Inc.MetLife Securities Inc.04-12-2017
Bryce Andrew SchintziusMML Investors Services, LLCMetLife Securities Inc.02-23-2015
Charles G Brown IVMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Charles Nicholas RanichMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Christopher Michael RiffleMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Colin Hamilton SmithMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David Craig PorterMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David John MingoriMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David Norton TinsleyCommonwealth Financial NetworkMetLife Securities Inc.$18902-01-2016
David Paul MillerMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David Ronald HudsonLPL Financial LLCMetLife Securities Inc.$1006-05-2015
Denise Marie DaleyMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Derek P HappyMML Investors Services, LLCMetLife Securities Inc.$1203-25-2017
Next Page »

Showing 1 to 25 of 107 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.