Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Scott FalconerSecurian Financial Services, Inc.MetLife Securities Inc.04-12-2017
Renee Simon ShermanMML Investors Services, LLCMetLife Securities Inc.02-10-2017
Brenden Matthew HagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.12-20-2016
Brad Mitchell CaplandLPL Financial LLCMetLife Securities Inc.11-09-2016
Mark T LinnaneLPL Financial LLCMetLife Securities Inc.10-20-2016
Jonathan SudkinLPL Financial LLCMetLife Securities Inc.10-07-2016
Michael Richard LaliberteCambridge Investment Research, Inc.MetLife Securities Inc.09-01-2016
Matthew Sean DonovanLPL Financial LLCMetLife Securities Inc.07-29-2016
Jessica Mansfield MorrisRBC Capital Markets, LLCMetLife Securities Inc.06-01-2016
Abdelmagid AlawadOneAmerica Securities, Inc.MetLife Securities Inc.03-18-2016
Jennifer LafranceCommonwealth Financial NetworkMetLife Securities Inc.10-30-2015
Harold Robert HabermanSantander Securities LLCMetLife Securities Inc.06-09-2014
Connell Joseph TarrPruco Securities, LLC.MetLife Securities Inc.05-09-2014
Paul Steven ElkindThe O.N. Equity Sales CompanyMetLife Securities Inc.02-03-2014
Adam BatemanFlagship Harbor Advisors, LLCMetLife Securities Inc.12-02-2013
Nicholas SilvaNYLIFE Securities LLCMetLife Securities Inc.07-01-2011
Dmitry FrenklakhNYLIFE Securities LLCMetLife Securities Inc.10-05-2010
Kevin C OutlandCitizens Securities, Inc.MetLife Securities Inc.07-27-2009
Frank RosanoNYLIFE Securities LLCMetLife Securities Inc.01-05-2009
Richard S SentnorAdvisory Resource Group, LLCMetLife Securities Inc.$2506-09-2015
James Robert CoteHornor, Townsend & Kent, LLCMetLife Securities Inc.$2501-17-2014
Joshua Julio ToppLPL Financial LLCMetLife Securities Inc.$2512-02-2013
John C ShenLPL Financial LLCMetLife Securities Inc.$2504-17-2012
Michael T RossmanNYLIFE Securities LLCMetLife Securities Inc.$2504-02-2012
Keith Havalotti Gerald Bonner Jeanine BerattaInvestors Capital Corp.MetLife Securities Inc.$5001-02-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.