Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carlie Joann PowersFidelity Brokerage Services LLCMorgan Stanley08-21-2020
Jason Paul HeveyRaymond James Financial Services Advisors, IncMorgan Stanley$10008-13-2020
Allison Elizabeth LearySecurities America, Inc.Morgan Stanley03-06-2020
Gonzalo CanelasBolton Global CapitalMorgan Stanley03-05-2020
Emily Rose WaltonMML Investors Services, LLCMorgan Stanley01-24-2020
Katherine Pratt RichardsonFidelity Brokerage Services LLCMorgan Stanley01-23-2020
Michael Joseph Gillespie Jr.MML Investors Services, LLCMorgan Stanley01-13-2020
Matthew Vincent FletcherLPL Financial LLCMorgan Stanley01-06-2020
Nermin KhalilAmeriprise Financial Services, LLCMorgan Stanley01-03-2020
Jeffery L. CarsonAmeriprise Financial Services, LLCMorgan Stanley12-19-2019
Reuben A FinkUBS Financial Services Inc.Morgan Stanley12-13-2019
Mark Henry OrvinLPL Financial LLCMorgan Stanley11-27-2019
Mohammad TabiekhMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-22-2019
Patrick Alfred McNamaraClaro Advisors, LLCMorgan Stanley11-21-2019
Hamilton R SorianoSantander Securities LLCMorgan Stanley11-20-2019
Kenneth J. Koch Jr.MML Investors Services, LLCMorgan Stanley09-23-2019
David Christopher O'BrienConcorde Investment Services, LLCMorgan Stanley08-20-2019
Eric J BergstromRaymond James Financial Services, Inc.Morgan Stanley$15008-15-2019
Lauri Diane MeizlerJ.P. Morgan Securities LLCMorgan Stanley07-12-2019
Jazeb QamarJ.P. Morgan Securities LLCMorgan Stanley07-12-2019
Calixto PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-02-2019
Christopher Dodd AntonelliSantander Securities LLCMorgan Stanley06-18-2019
James Albert WilliamsonMorgan StanleyMorgan Stanley$3806-07-2019
Leo Anthony Robinson Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$8106-06-2019
Paul M. LaneSecurities America, Inc.Morgan Stanley05-24-2019
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Showing 1 to 25 of 334 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.