Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Christopher O'BrienConcorde Investment Services, LLCMorgan Stanley08-20-2019
Eric J BergstromRaymond James Financial Services, Inc.Morgan Stanley$15008-15-2019
Lauri Diane MeizlerJ.P. Morgan Securities LLCMorgan Stanley07-12-2019
Calixto PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-02-2019
Leo Anthony Robinson Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$8106-06-2019
Janine Deforge OlsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2505-15-2019
Joseph Carl DenicolaMoors & Cabot, Inc.Morgan Stanley$15004-01-2019
Samuel Matthew Difiore Jr.RBC Capital Markets, LLCMorgan Stanley$10003-22-2019
Paul G. GiglioRBC Capital Markets, LLCMorgan Stanley$5003-22-2019
Robert M. Ryan, Craig A. LewisUBS Financial Services Inc.Morgan Stanley$35002-15-2019
Robert Michael RyanUBS Financial Services Inc.Morgan Stanley$5002-15-2019
Craig Allen LewisUBS Financial Services Inc.Morgan Stanley$5002-15-2019
Nicolas Guido SchreiberBolton Global CapitalMorgan Stanley$15010-25-2018
Jimmie Kevin GoldenLPL Financial LLCMorgan Stanley$5010-23-2018
Carlos Ramon CarrionMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-23-2018
Mark Mccoy BarberRaymond James & Associates, Inc.Morgan Stanley$9208-31-2018
Michael Andrew TretheweyWells Fargo Clearing Services, LLCMorgan Stanley$10006-29-2018
Robert Paul FantozziOppenheimer & Co. Inc.Morgan Stanley04-18-2018
Scott Everett WilsonSecurities America, Inc.Morgan Stanley03-29-2018
Jennifer M. DavidsonNorthwestern Mutual Investment Services, LLCMorgan Stanley01-19-2018
Jay GordonAmeriprise Financial Services, Inc.Morgan Stanley$7311-20-2017
L.O. Patrick Corbett, Robert F. Mason, Daniel WarrenJPMorgan Chase & Co.Morgan Stanley$1,20011-02-2017
Frank Botta, Daniel McCarron, Mike CoyneJPMorgan Chase & Co.Morgan Stanley$1,10011-02-2017
Frank C A BottaJ.P. Morgan Securities LLCMorgan Stanley$18311-02-2017
David Allen PoulinRBC Capital Markets, LLCMorgan Stanley$10011-02-2017
Next Page »

Showing 1 to 25 of 155 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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