Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gonzalo CanelasBolton Global CapitalMorgan Stanley03-05-2020
Rueben FinkUBS Financial Services Inc.Morgan Stanley$13912-13-2019
Reuben A FinkUBS Financial Services Inc.Morgan Stanley12-13-2019
Mark Henry OrvinLPL Financial LLCMorgan Stanley11-27-2019
Mohammad TabiekhMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-22-2019
Patrick Alfred McNamaraClaro Advisors, LLCMorgan Stanley11-21-2019
Hamilton R SorianoSantander Securities LLCMorgan Stanley11-20-2019
Kenneth J. Koch Jr.MML Investors Services, LLCMorgan Stanley09-23-2019
David Christopher O'BrienConcorde Investment Services, LLCMorgan Stanley08-20-2019
Eric J BergstromRaymond James Financial Services, Inc.Morgan Stanley$15008-15-2019
Lauri Diane MeizlerJ.P. Morgan Securities LLCMorgan Stanley07-12-2019
Jazeb QamarJ.P. Morgan Securities LLCMorgan Stanley07-12-2019
Calixto PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-02-2019
Christopher Dodd AntonelliSantander Securities LLCMorgan Stanley06-18-2019
Leo Anthony Robinson Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$81006-06-2019
Paul M. LaneSecurities America, Inc.Morgan Stanley05-24-2019
Janine Deforge OlsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25005-15-2019
Fabio Jose Joaquim SantosBolton Global CapitalMorgan Stanley$10004-29-2019
Stephen John BenakAmeriprise Financial Services, Inc.Morgan Stanley04-09-2019
Taleh AliyevMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-03-2019
Joseph Carl DenicolaMoors & Cabot, Inc.Morgan Stanley$15004-01-2019
Samuel Matthew Difiore Jr.RBC Capital Markets, LLCMorgan Stanley$10003-22-2019
Paul G. GiglioRBC Capital Markets, LLCMorgan Stanley$50003-22-2019
Thomas Joseph HanleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-14-2019
William Frederick Drew IIIRaymond James & Associates, Inc.Morgan Stanley$50002-15-2019
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Showing 1 to 25 of 321 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.