Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Bradley ColeyCitizens Securities, Inc.Morgan Stanley$50006-15-2009
DONALD MICHAEL DANIELSMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-28-2009
Marissa G KivettWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley09-22-2009
William Thomas OswaldCommonwealth Financial NetworkMorgan Stanley$10009-25-2009
Andrew Douglas WilsonAmeriprise Advisor Services, Inc.Morgan Stanley09-25-2009
Deborah J. NaylorCitizens Securities, Inc.Morgan Stanley$10009-28-2009
Eric Paul ZineBolton Global CapitalMorgan Stanley$25010-02-2009
Richard John JohnsonStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-07-2009
Michael Loel KlonskyCommonwealth Financial NetworkMorgan Stanley$15010-16-2009
Thomas Jeffery PowersMoors & Cabot, Inc.Morgan Stanley$10011-12-2009
Jefferson Stacy JonesTD Wealth Management Services Inc.Morgan Stanley11-17-2009
John Peter FreundMoors & Cabot, Inc.Morgan Stanley12-01-2009
John Leon GoulosPark Avenue Securities LLCMorgan Stanley$10001-05-2010
Elliott Bruce MoskowitzCommonwealth Financial NetworkMorgan Stanley$50001-15-2010
Daniel P GannonCommonwealth Financial NetworkMorgan Stanley$50001-15-2010
Edward Joseph Walsh IIILPL Financial LLCMorgan Stanley$25001-29-2010
Adam Anthony WaitkevichTriad Advisors LLCMorgan Stanley$15002-05-2010
Kathleen Eleanor HegenbartMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25002-05-2010
James Lurton JacobJ.P. Morgan Securities LLCMorgan Stanley$10002-12-2010
Gregory Daniel LowderJ.P. Morgan Securities LLCMorgan Stanley02-16-2010
Scott Francis GaddisLPL Financial LLCMorgan Stanley$25002-23-2010
Louise FallonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10004-01-2010
Todd Christopher BeatiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-28-2010
Adam Joseph SureauMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-04-2010
Michael Paul WinnUBS Financial Services Inc.Morgan Stanley$50009-01-2010
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Showing 1 to 25 of 321 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.