Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Robert HagwoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5005-01-2015
Abigail Lynn SmithRaymond James Financial Services, Inc.Morgan Stanley06-29-2017
Adam Anthony WaitkevichTriad Advisors LLCMorgan Stanley$15002-05-2010
Adam Christopher KirbyWells Fargo Advisors Financial Network, LLCMorgan Stanley$110-10-2014
Adam Joseph SureauMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-04-2010
Alan Lee SuppWinslow, Evans & Crocker, Inc.Morgan Stanley$10006-11-2018
Albert Joseph DelucaOppenheimer & Co. Inc.Morgan Stanley10-11-2010
Alexander Edward NabhanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-29-2016
Alexander Hoffmann DavisRBC Capital Markets, LLCMorgan Stanley05-15-2017
Alexander Karl TrevesWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-01-2018
Alexander KurkuvelosFidelity Brokerage Services LLCMorgan Stanley11-29-2016
Alexander M. SugarRBC Capital Markets, LLCMorgan Stanley$105-15-2017
Alfred George Weaver Jr.Ameriprise Financial Services, LLCMorgan Stanley09-28-2012
Allen Michael SussmanUBS Financial Services Inc.Morgan Stanley07-03-2013
Allison Elizabeth LearySecurities America, Inc.Morgan Stanley03-06-2020
Alphonse John AntonitisFirst Republic Securities Company, LLCMorgan Stanley$15002-14-2014
Alphonse Michael LucibelloWells Fargo Clearing Services, LLCMorgan Stanley09-09-2016
Alyssa Jeannette RakovichAdvisory Group Equity Services Ltd.Morgan Stanley02-19-2016
Amanda Carolina SantizoAmeriprise Financial Services, LLCMorgan Stanley11-10-2017
Amy Sou QiuAthena Capital Advisors LLCMorgan Stanley02-29-2016
Andres F CastanoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-01-2015
Andrew Douglas WilsonAmeriprise Advisor Services, Inc.Morgan Stanley09-25-2009
Andrew Hughes ZimmermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-29-2016
Andrew Theodore SillariMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-23-2012
Anne Elizabeth LongmireJ.P. Morgan Securities LLCMorgan Stanley06-25-2014
Next Page »

Showing 1 to 25 of 332 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.