Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Robert Hagwood, James Scott Tomoda, Andres F Castano, Christine Michelle DroneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5005-01-2015
Adam Christopher KirbyWells Fargo Advisors Financial Network, LLCMorgan Stanley10-10-2014
Alexander Hoffmann DavisRBC Capital Markets, LLCMorgan Stanley05-15-2017
Alexander M. SugarRBC Capital Markets, LLCMorgan Stanley05-15-2017
Alfred George Weaver Jr.Ameriprise Financial Services, Inc.Morgan Stanley09-28-2012
Allen Michael SussmanUBS Financial Services Inc.Morgan Stanley07-03-2013
Alphonse John AntonitisFirst Republic Securities Company, LLCMorgan Stanley$15002-14-2014
Alphonse Michael LucibelloWells Fargo Clearing Services, LLCMorgan Stanley09-09-2016
Andrew Zimmerman, Edward Nabhan, Alexander Nabhan, Megan Cooney, James McIntyreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1,20005-18-2016
Anne Elizabeth LongmireJ.P. Morgan Securities LLCMorgan Stanley06-25-2014
Anthony Charles MaistrellisWells Fargo Clearing Services, LLCMorgan Stanley$10011-02-2012
Anthony Michael TassoneWells Fargo Clearing Services, LLCMorgan Stanley$5002-13-2013
Anthony Paul BardaroJ.P. Morgan Securities LLCMorgan Stanley01-14-2011
Aviv HodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-26-2011
Barbara Lynn AllisonCommonwealth Financial NetworkMorgan Stanley05-08-2015
Barry Spafford KingstonUBS Financial Services Inc.Morgan Stanley$10001-12-2012
Bill BrooksCapital GuardianMorgan Stanley$7003-25-2011
Bob SolanoRaymond JamesMorgan Stanley$10006-29-2017
Bradd Lawrence CuppelsUBS Financial Services Inc.Morgan Stanley$10003-11-2011
Bradley Allen GorneyWells Fargo Advisors Financial Network, LLCMorgan Stanley$1008-01-2014
Brendan Patrick HurleyRaymond James & Associates, Inc.Morgan Stanley08-09-2017
Brian Harkness WellsUBS Financial Services Inc.Morgan Stanley$2501-17-2014
Bruce Goodwin Ledoux IIJ.P. Morgan Securities LLCMorgan Stanley$5006-25-2014
Bruce LedouxJPMorgan Chase & Co.Morgan Stanley06-25-2014
Calixto PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-02-2019
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Showing 1 to 25 of 157 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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