Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Vincent FletcherLPL Financial LLCMorgan Stanley01-06-2020
Mark Henry OrvinLPL Financial LLCMorgan Stanley11-27-2019
Jimmie Kevin GoldenLPL Financial LLCMorgan Stanley$5010-23-2018
Anthony James DesignorLPL Financial LLCMorgan Stanley06-16-2017
Richard Robert RossomandoLPL Financial LLCMorgan Stanley$5004-07-2017
Katherine Kerr StellarLPL Financial LLCMorgan Stanley03-16-2015
Evelyn Kay YoungLPL Financial LLCMorgan Stanley$2508-01-2014
Paul Francis StanfordLPL Financial LLCMorgan Stanley08-05-2013
Sandra Sable GilpatrickLPL Financial LLCMorgan Stanley$10012-18-2012
Jeremy Paul DoranLPL Financial LLCMorgan Stanley11-20-2012
Justin Paul BrennickLPL Financial LLCMorgan Stanley$5012-07-2010
Scott Francis GaddisLPL Financial LLCMorgan Stanley$2502-23-2010
Edward Joseph Walsh IIILPL Financial LLCMorgan Stanley$2501-29-2010

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.