Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Damon Michael DelutiesWells Fargo Clearing Services, LLCMorgan Stanley$10009-18-2020
Dawn Marie CobakWells Fargo Clearing Services, LLCMorgan Stanley09-18-2020
Gary Alan RubinWells Fargo Clearing Services, LLCMorgan Stanley$10009-10-2020
Michael Patrick DunfeeWells Fargo Clearing Services, LLCMorgan Stanley$10008-28-2020
Michael Bernard BoucherWells Fargo Clearing Services, LLCMorgan Stanley$5008-28-2020
Andrew Joshua KatzWells Fargo Clearing Services, LLCMorgan Stanley$5008-28-2020
Leo Anthony Robinson JrWells Fargo Clearing Services, LLCMorgan Stanley$8106-06-2019
Nicole Amy NelsonWells Fargo Clearing Services, LLCMorgan Stanley$2506-29-2018
Michael Andrew TretheweyWells Fargo Clearing Services, LLCMorgan Stanley$10006-29-2018
Stacy Linnea PoliWells Fargo Clearing Services, LLCMorgan Stanley01-11-2017
Camille Ramirez DostertWells Fargo Clearing Services, LLCMorgan Stanley01-03-2017
Alphonse Michael LucibelloWells Fargo Clearing Services, LLCMorgan Stanley09-09-2016
Michael Dale DodgeWells Fargo Clearing Services, LLCMorgan Stanley$20002-12-2016
Catherine Derby BurgessWells Fargo Clearing Services, LLCMorgan Stanley12-14-2015
Francis Michael NovakWells Fargo Clearing Services, LLCMorgan Stanley02-27-2015
Daniel Francis ONeill JrWells Fargo Clearing Services, LLCMorgan Stanley$10009-30-2014
David Blakeney LeeWells Fargo Clearing Services, LLCMorgan Stanley$10010-04-2013
Daniel Jozsef BukkhegyiWells Fargo Clearing Services, LLCMorgan Stanley$5010-04-2013
John Henry CarrollWells Fargo Clearing Services, LLCMorgan Stanley$2510-04-2013
James Woo FongWells Fargo Clearing Services, LLCMorgan Stanley$10005-10-2013
Anthony Michael TassoneWells Fargo Clearing Services, LLCMorgan Stanley02-13-2013
Melody FotiWells Fargo Clearing Services, LLCMorgan Stanley$12401-14-2013
Melody Andrea Ada FotiWells Fargo Clearing Services, LLCMorgan Stanley$1,00001-04-2013
Anthony Charles MaistrellisWells Fargo Clearing Services, LLCMorgan Stanley$1,00011-02-2012
Paul Joseph StubbsWells Fargo Clearing Services, LLCMorgan Stanley$5010-05-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.