Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeannine Rafaela Tria ZamoraSantander Securities LLCNYLIFE Securities LLC11-07-2018
Mark Frederick AubuchonCitizens Securities, Inc.NYLIFE Securities LLC10-30-2018
Daniel Joseph Ferreira Jr.Santander Securities LLCNYLIFE Securities LLC05-24-2018
Marcell Sherman RobateauMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-26-2018
Michael Robert DunnMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC07-18-2017
Jeffrey Weston WheelerEdward JonesNYLIFE Securities LLC$106-02-2017
Harold Jay ZazulaLPL Financial LLCNYLIFE Securities LLC05-08-2017
Thomas Glen MantiaCitizens Securities, Inc.NYLIFE Securities LLC03-09-2017
Mark Joseph LombardiStrategic Advisers LLCNYLIFE Securities LLC02-28-2017
Brian William OttSurepath Wealth ManagementNYLIFE Securities LLC09-12-2016
Darrien M SlaughterMetLife Securities Inc.NYLIFE Securities LLC09-07-2016
Andrew Ian SmithCitizens Securities, Inc.NYLIFE Securities LLC08-30-2016
William Giblin HeaneyMetLife Securities Inc.NYLIFE Securities LLC08-26-2016
John Edward Williams IIIMetLife Securities Inc.NYLIFE Securities LLC08-12-2016
Thomas J VineLPL Financial LLCNYLIFE Securities LLC07-28-2016
Huy NguyenSantander Securities LLCNYLIFE Securities LLC04-08-2016
Cheryl Pamela BerthiaumePrincipal Securities, Inc.NYLIFE Securities LLC$5004-01-2016
William Mchale HarrisonGage-Wiley & Co., Inc.NYLIFE Securities LLC03-17-2016
Kevin Machado BettencourtSantander Securities LLCNYLIFE Securities LLC01-06-2016
Thomas Michael MuradianCitizens Securities, Inc.NYLIFE Securities LLC01-05-2016
Salvatore Alfred Mondello Jr.Citizens Securities, Inc.NYLIFE Securities LLC12-15-2015
David Gerald PlayerMML Investors Services, LLCNYLIFE Securities LLC10-29-2015
Alison Hill MorantHornor, Townsend & Kent, LLCNYLIFE Securities LLC10-16-2015
Timothy Todd EhlersHornor, Townsend & Kent, LLCNYLIFE Securities LLC09-11-2015
David Allan KerrCitizens Securities, Inc.NYLIFE Securities LLC07-23-2015
Next Page »

Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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