Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Joseph LacroceLincoln Financial Advisors CorporationNYLIFE Securities LLC07-01-2019
Alfred Charles MarianoInfinex Investments, Inc.NYLIFE Securities LLC04-05-2018
Alison Hill MorantHornor, Townsend & Kent, LLCNYLIFE Securities LLC10-16-2015
Amber Jean CummingsCitizens Securities, Inc.NYLIFE Securities LLC05-08-2014
Andrew Ian SmithCitizens Securities, Inc.NYLIFE Securities LLC08-30-2016
Andrew Jules LipkeCitizens Securities, Inc.NYLIFE Securities LLC08-20-2018
Andrew Lee LewisAmeriprise Financial Services, Inc.NYLIFE Securities LLC03-14-2018
Barbara Anne QuinnLPL Financial LLCNYLIFE Securities LLC10-23-2014
Bert James GilbertMML Investors Services, LLCNYLIFE Securities LLC$15008-05-2019
Brian William OttSurepath Wealth ManagementNYLIFE Securities LLC09-12-2016
Chandrani M. JayasekeraSantander Securities LLCNYLIFE Securities LLC04-21-2017
Cheryl Pamela BerthiaumePrincipal Securities, Inc.NYLIFE Securities LLC$50004-01-2016
Christopher Joseph WoodHornor, Townsend & Kent, LLCNYLIFE Securities LLC$13001-02-2015
Christopher Michael ObrienCitizens Securities, Inc.NYLIFE Securities LLC05-08-2019
Christopher Paul CarelliPrivate Advisor Group, LLCNYLIFE Securities LLC12-16-2013
Colin Downey MurrayCitizens Securities, Inc.NYLIFE Securities LLC$50008-03-2012
Crystal Marie KnowltonMorgan StanleyNYLIFE Securities LLC01-05-2015
Daniel Arthur PionCitizens Securities, Inc.NYLIFE Securities LLC$50008-20-2018
Daniel E. Jamroz Jr.WRP Investments, Inc.NYLIFE Securities LLC03-22-2010
Daniel Joseph Ferreira JrSantander Securities LLCNYLIFE Securities LLC05-24-2018
Daniel M. St JeanMML Investors Services, LLCNYLIFE Securities LLC$10010-02-2017
Daniel William ObrienSantander Securities LLCNYLIFE Securities LLC07-09-2014
Darrien M SlaughterMetLife Securities Inc.NYLIFE Securities LLC09-07-2016
David A. BradshawAlpha Pension Group, Inc.NYLIFE Securities LLC09-24-2015
David Allan KerrCitizens Securities, Inc.NYLIFE Securities LLC07-23-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.