Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brendan Daniel SheehanLPL Financial LLCNational Planning Corporation$5011-29-2017
Brian Thomas GasbarroLPL Financial LLCNational Planning Corporation11-29-2017
Brilene Marie FahertyLPL Financial LLCNational Planning Corporation11-29-2017
Christopher M RonkeseLPL Financial LLCNational Planning Corporation11-29-2017
Declan Martin MaherLPL Financial LLCNational Planning Corporation11-29-2017
Gerald Sahog JamgochianLPL Financial LLCNational Planning Corporation$5011-29-2017
Henry Raymond Ouellette Jr.LPL Financial LLCNational Planning Corporation11-29-2017
Jerold Sumner WeinsteinLPL Financial LLCNational Planning Corporation11-29-2017
Jorge Arturo Flores IILPL Financial LLCNational Planning Corporation11-29-2017
Joseph Steven VitaLPL Financial LLCNational Planning Corporation11-29-2017
Lindsay L. DupuyLPL Financial LLCNational Planning Corporation11-29-2017
Michael Anthony CampbellLPL Financial LLCNational Planning Corporation11-29-2017
Michael Thomas FeenanLPL Financial LLCNational Planning Corporation11-29-2017
Mohammed A SiddiquiLPL Financial LLCNational Planning Corporation11-29-2017
Paul R DioLPL Financial LLCNational Planning Corporation11-29-2017
Robert Michael DannaLPL Financial LLCNational Planning Corporation11-29-2017
Ronald Montgomery AndersonLPL Financial LLCNational Planning Corporation11-29-2017
Sean Patrick FairLPL Financial LLCNational Planning Corporation11-29-2017
Thomas Gregory FeenanLPL Financial LLCNational Planning Corporation$5011-29-2017
Thomas J ElkinsLPL Financial LLCNational Planning Corporation11-29-2017
Tina Marie ChandlerLPL Financial LLCNational Planning Corporation11-29-2017
Wayne Carl BaileyLPL Financial LLCNational Planning Corporation$111-29-2017
Donald James BelisleSecurities America, Inc.National Planning Corporation$111-15-2017
Thomas Francis Nee Jr.Independent Financial Group, LLCNational Planning Corporation$10011-02-2017
Chester Miller MccordSecurities America, Inc.National Planning Corporation11-01-2017
Next Page »

Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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