Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Daniel KrupkowskiMetLife Securities Inc.New England Securities01-02-2015
William Tethelonius JohnsonSt. Germain Securities, Inc.New England Securities01-02-2015
Gino P MolettieriCommonwealth Financial NetworkNew England Securities$5010-06-2014
Michael A DonahueHD Vest Investment ServicesNew England Securities03-10-2014
Ryan Raymond LeblancCUSO Financial Services, L.P.New England Securities$902-24-2014
Kimberly Ann CarrollAmeriprise Financial Services, Inc.New England Securities09-09-2013
Paul Edward Goddu Jr.AXA Advisors, LLCNew England Securities06-04-2013
Christopher David CampbellVoya Financial Advisors, Inc.New England Securities$2504-29-2013
Scott Thomas HerbertSantander Securities LLCNew England Securities04-11-2013
Stanley Joseph PelcherMML Investors Services, LLCNew England Securities02-01-2013
Sidney Moore StarksLPL Financial LLCNew England Securities$2501-30-2013
James Alexander BianchiCadaret, Grant & Co., Inc.New England Securities01-04-2013
Christopher Carr HammondLPL Financial LLCNew England Securities$109-27-2012
Norman Andre NadeauOneAmerica Securities, Inc.New England Securities$5009-21-2012
Michael John KurkulonisMutual Securities, Inc.New England Securities09-12-2012
Timothy M DuffanySingle Point PartnersNew England Securities06-14-2012
William Walter AlmondMorgan StanleyNew England Securities12-15-2011
Robert J IrvingMorgan StanleyNew England Securities09-30-2011
Ami Kitner HowesMML Investors Services, LLCNew England Securities08-04-2011
Richard Kendrick BradshawEssex Securities LLCNew England Securities$2506-01-2011
John Anthony MeuseLPL Financial LLCNew England Securities$15010-05-2010
Kathleen Wells PlouffLincoln Financial Securities CorporationNew England Securities09-21-2010
James Stephen Davos Jr.Commonwealth Financial NetworkNew England Securities$108-20-2010
David Rowen ReillyMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities02-26-2010
Dennis Michael DobleCommonwealth Financial NetworkNew England Securities$10002-26-2010
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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