Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jessica M HollowayMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$2506-10-2019
Amy JamrogMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$106-05-2019
Taylor Edward LivingstonGWN Securities Inc.Northwestern Mutual Investment Services, LLC05-08-2019
John Robert MaraPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC02-15-2019
Shaun M FeldeisenLPL Financial LLCNorthwestern Mutual Investment Services, LLC$1002-15-2019
Cody Michael WinterDelphinus Financial Advisors, LLCNorthwestern Mutual Investment Services, LLC11-20-2018
John David FieldsCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC04-12-2017
STEPHEN MAURICE WALSHMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC08-18-2016
Patrick Edward MacdonnellOhanesian / Lecours, Inc.Northwestern Mutual Investment Services, LLC07-13-2016
Kenneth J Koch Jr.Morgan StanleyNorthwestern Mutual Investment Services, LLC02-01-2016
Kerri Allison AllenMetLife Securities Inc.Northwestern Mutual Investment Services, LLC12-21-2015
Philip M LennoxLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-06-2015
Michael John CastleLPL Financial LLCNorthwestern Mutual Investment Services, LLC10-01-2015
Gary M DennisMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-18-2015
Michael P SextonMetLife Securities Inc.Northwestern Mutual Investment Services, LLC03-13-2015
Walter Richard May IIIMetLife Securities Inc.Northwestern Mutual Investment Services, LLC02-20-2015
Robert Samuel BermanMetLife Securities Inc.Northwestern Mutual Investment Services, LLC02-13-2015
John T GeraciMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-04-2015
Thomas G SnowLincoln Financial Advisors CorporationNorthwestern Mutual Investment Services, LLC$2511-12-2014
Charles G Brown IVMetLife Securities Inc.Northwestern Mutual Investment Services, LLC10-10-2014
Claire R WilliamsMetLife Securities Inc.Northwestern Mutual Investment Services, LLC10-10-2014
Joseph Nicholas MooreMetLife Securities Inc.Northwestern Mutual Investment Services, LLC10-10-2014
John Charles NavienMetLife Securities Inc.Northwestern Mutual Investment Services, LLC10-03-2014
Douglas Wesley GreeneMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$107-29-2014
Aaron Eric McfaddenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-29-2014
Next Page »

Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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