Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William E MontagueMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-09-2020
Dylan A SouterSantander Securities LLCNorthwestern Mutual Investment Services, LLC11-12-2019
Michael J AugerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-26-2019
Jessica M HollowayMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$2506-10-2019
Amy JamrogMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-05-2019
Taylor Edward LivingstonGWN Securities Inc.Northwestern Mutual Investment Services, LLC05-08-2019
Rajmond PernokajCitizens Securities, Inc.Northwestern Mutual Investment Services, LLC03-18-2019
Meaghan L. JosephMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-12-2019
Mousami PandeyLPL Financial LLCNorthwestern Mutual Investment Services, LLC02-15-2019
Ulkar AkbarovaLPL Financial LLCNorthwestern Mutual Investment Services, LLC02-15-2019
John Robert MaraPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC02-15-2019
Shaun M FeldeisenPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC$1002-15-2019
Grant Wise ParisiNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC01-04-2019
Cody M. WinterDelphinus Financial Advisors, LLCNorthwestern Mutual Investment Services, LLC11-20-2018
Amber GallerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-05-2018
Brian William McNallyFirst Republic Securities Company, LLCNorthwestern Mutual Investment Services, LLC$7508-23-2018
Ryan J WilkinsonCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC06-05-2018
Paula Jean CiottiSantander Securities LLCNorthwestern Mutual Investment Services, LLC05-03-2018
Dathan R. BelangerMutual of Omaha Investor Services, Inc.Northwestern Mutual Investment Services, LLC01-02-2018
James Joseph FinkeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-22-2017
Jonathan Evan CaplanNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC10-18-2017
John David FieldsCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC04-12-2017
Andrew Robert KirwinHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC10-10-2016
John Samuel BonifantMorgan StanleyNorthwestern Mutual Investment Services, LLC09-14-2016
James W. BroderickNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC08-23-2016
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.