Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William E MontagueMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-09-2020
Michael J AugerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-26-2019
Jessica M HollowayMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$2506-10-2019
Amy JamrogMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-05-2019
Meaghan L. JosephMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-12-2019
Amber GallerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-05-2018
James Joseph FinkeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-22-2017
Jeffrey S BaronMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$1009-09-2015
Kathleen Quitno SchleherMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-22-2015
Gary M DennisMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-18-2015
John T. GeraciMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$1002-04-2015
Douglas Wesley GreeneMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-29-2014
Stephen R. JohnsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-29-2014
Aaron Eric McFaddenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-29-2014
Timothy John LibbyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-19-2014
James Michael DitzelMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-13-2014
Steven Edward ChickMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5011-04-2011

Showing 1 to 17 of 17 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.