Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Joseph DelucaAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.05-08-2015
William Charles RobinsonAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$50010-03-2014
Daniel Herbert KenneyAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.10-03-2014
Benjamin Jay SilbermanAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$10008-31-2012
Andrew Nelson MackenCottage Street AdvisorsOppenheimer & Co. Inc.12-08-2014
Michael Joseph O'LearyInfinex Investments, Inc.Oppenheimer & Co. Inc.04-01-2019
Michael Edward GobesInnovation Partners LLCOppenheimer & Co. Inc.02-23-2018
Elizabeth Anne HanleyJ.P. Morgan Securities LLCOppenheimer & Co. Inc.$15006-25-2010
Michael WinterJ.P. Morgan Securities LLCOppenheimer & Co. Inc.$20006-25-2010
Richard Allan BaumJanney Montgomery Scott LLCOppenheimer & Co. Inc.$10009-15-2014
Robert Edward BergMoors & Cabot, Inc.Oppenheimer & Co. Inc.$72012-03-2018
Audrey Barbara DaumMoors & Cabot, Inc.Oppenheimer & Co. Inc.$50004-28-2017
David Alan FarbmanMoors & Cabot, Inc.Oppenheimer & Co. Inc.10-20-2011
Wayne Allen SmithMoors & Cabot, Inc.Oppenheimer & Co. Inc.06-18-2010
Marc Robert TishlerMorgan StanleyOppenheimer & Co. Inc.$10011-14-2014
Neal Barry KarelitzMorgan StanleyOppenheimer & Co. Inc.$25009-26-2014
Jonathan Brett KarelitzMorgan StanleyOppenheimer & Co. Inc.$25009-26-2014
Jeffrey Richardson BaconRBC Capital Markets, LLCOppenheimer & Co. Inc.$15009-28-2012
David Garber HumeRevere Securities LLCOppenheimer & Co. Inc.$15001-18-2019
Matthew Jason McLoyWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.02-08-2013
Mark Alexander SoukupWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Oppenheimer & Co. Inc.$50002-14-2014
Stephen Fletcher BernardWood (Arthur W.) Company, Inc.Oppenheimer & Co. Inc.$10004-11-2018
Richard Stone KidderWood (Arthur W.) Company, Inc.Oppenheimer & Co. Inc.03-15-2012

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.