Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Edward QuinnSecurian Financial Services, Inc.Pruco Securities, LLC.11-15-2019
Jeffrey S. KingCitizens Securities, Inc.Pruco Securities, LLC.09-16-2019
Thomas George EganCitizens Securities, Inc.Pruco Securities, LLC.08-27-2019
Guido Andrew Dipietro IIICitizens Securities, Inc.Pruco Securities, LLC.08-27-2019
Regina C. MoreiraMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.08-27-2019
Carla Lynne NoyesNYLIFE Securities LLCPruco Securities, LLC.08-09-2019
Robert Nicholas CorriganAXA Advisors, LLCPruco Securities, LLC.07-24-2019
Ronald Patrick MajewskiPruco Securities, LLC.Pruco Securities, LLC.05-28-2019
Christen Marie McCarthySantander Securities LLCPruco Securities, LLC.04-26-2019
Farhana SyedLPL Financial LLCPruco Securities, LLC.03-25-2019
Ramses LosierBrokers International Financial Services, LLC.Pruco Securities, LLC.01-02-2019
Robert James Reid Jr.OneAmerica Securities, Inc.Pruco Securities, LLC.12-13-2018
Jose Velazquez-RamosCitizens Securities, Inc.Pruco Securities, LLC.09-05-2018
Samuel Osapa YawsonMML Investors Services, LLCPruco Securities, LLC.08-16-2018
Oleksandr MarkinCitizens Securities, Inc.Pruco Securities, LLC.09-25-2017
Christopher Michael ThomasMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.08-23-2017
Evan A YampolskyCitizens Securities, Inc.Pruco Securities, LLC.08-04-2017
Ezekiel R. WaiselSignator Investors, Inc.Pruco Securities, LLC.04-11-2017
Laura Marie FlynnMetLife Securities Inc.Pruco Securities, LLC.02-23-2017
Ana M MartinezPruco Securities, LLC.Pruco Securities, LLC.01-25-2017
Michael TartariniInfinex Investments, Inc.Pruco Securities, LLC.$1007-26-2016
Mark W. BrittainMML Investors Services, LLCPruco Securities, LLC.06-03-2016
Robert Francis HurleyLPL Financial LLCPruco Securities, LLC.$2504-15-2016
Michael Francis DilorenzoOneAmerica Securities, Inc.Pruco Securities, LLC.02-25-2016
Antoinette Marie LitrentaNYLIFE Securities LLCPruco Securities, LLC.02-19-2016
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.