Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Joseph SheridanInfinex Investments, Inc.Raymond James Financial Services, Inc.02-23-2009
Kenneth Dean MartinelliOneAmerica Securities, Inc.Raymond James Financial Services, Inc.02-05-2010
Naimuddin SyedCantella & Co., Inc.Raymond James Financial Services, Inc.05-18-2010
Kristin Marie O'GradyCapital Securities & Associates, Inc.Raymond James Financial Services, Inc.09-24-2010
Robert Paul ClarkMMC Securities Corp.Raymond James Financial Services, Inc.09-28-2010
Christopher Michael RiffleAXA Advisors, LLCRaymond James Financial Services, Inc.11-05-2010
Erik Wayne BergeGW & Wade Asset Management Company, LLCRaymond James Financial Services, Inc.$111-15-2010
Steven John RudnyaiInvestors Capital Corp.Raymond James Financial Services, Inc.$15003-18-2011
Stephan John HessCommonwealth Financial NetworkRaymond James Financial Services, Inc.$10011-30-2011
Kenneth John CoughlinCrosby Circle Investment Advisor RepresentativeRaymond James Financial Services, Inc.02-21-2012
Amanda Nicole HancockCetera Advisors LLCRaymond James Financial Services, Inc.07-31-2014
Mark Joseph EverettDiversified Financial ManagementRaymond James Financial Services, Inc.09-15-2015
Brian Michael KenneyWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.10-02-2015
Daniel Lawrence PimentalWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.$10010-02-2015
Susan Alice SkahanWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.10-02-2015
Joseph William McCarthyWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.10-07-2015
Edward Michael ZadwornyMML Investors Services, LLCRaymond James Financial Services, Inc.12-05-2016
Adrienne Elizabeth RowlesAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.04-21-2017
Dawn Marie CobakMML Investors Services, LLCRaymond James Financial Services, Inc.10-13-2017
Laurel A. JablonskiAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.01-30-2018
David Robert Baker93 Financial Group, LLCRaymond James Financial Services, Inc.04-13-2018
Kirk BadiiCantella & Co., Inc.Raymond James Financial Services, Inc.$15009-04-2018
Michael Walter KreimerCompass Securities CorporationRaymond James Financial Services, Inc.$5011-06-2018
Suzanne Jennifer BrownMorgan StanleyRaymond James Financial Services, Inc.11-20-2018
Michael Gaetano O'NeilThe Patriot Financial Group, LLCRaymond James Financial Services, Inc.$5011-30-2018
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.