Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony BoltLPL Financial LLCSantander Securities LLC12-18-2018
Robert AsareCitizens Securities, Inc.Santander Securities LLC09-28-2018
Nicholas DenubilaLPL Financial LLCSantander Securities LLC07-30-2018
Surafeal WoldayMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC05-31-2018
Jessica Meghan CampioneCitizens Securities, Inc.Santander Securities LLC05-08-2018
Albert Andrew Smith Jr.Infinex Investments, Inc.Santander Securities LLC03-16-2018
Johan Manuel PereiraWells Fargo Clearing Services, LLCSantander Securities LLC12-19-2017
David CampisanoMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC12-07-2017
Joseph Edward Shea IIICUNA Brokerage Services, Inc.Santander Securities LLC09-15-2017
Sean David WhalenRadius Capital Management, LLCSantander Securities LLC08-05-2017
William O BradfordCitizens Securities, Inc.Santander Securities LLC$10007-10-2017
Michael David WrayCitizens Securities, Inc.Santander Securities LLC06-21-2017
Michael Anthony PuglieseSorrento Pacific Financial, LLCSantander Securities LLC$2505-30-2017
Sheri Ann DelisleInfinex Investments, Inc.Santander Securities LLC$104-10-2017
David Michael RicciLPL Financial LLCSantander Securities LLC$2503-22-2017
Robert Anthony MartinInfinex Investments, Inc.Santander Securities LLC$15003-13-2017
Michele Ann JodrayLPL Financial LLCSantander Securities LLC02-14-2017
Peter Joseph SgarziNYLIFE Securities LLCSantander Securities LLC12-22-2016
Thomas A. KesterEdward JonesSantander Securities LLC12-22-2016
Paul M BrissendenPinnacle Private Wealth, LLCSantander Securities LLC12-15-2016
Vincenzo StutoPinnacle Private Wealth, LLCSantander Securities LLC12-15-2016
Brian Richard DudleyLPL Financial LLCSantander Securities LLC12-13-2016
Justin Alan PatrignaniNBC Securities, Inc.Santander Securities LLC10-28-2016
Jonathan Seth BloomAAFCPAs Wealth ManagementSantander Securities LLC10-26-2016
Robert H Searle IIICitizens Securities, Inc.Santander Securities LLC10-26-2016
Next Page »

Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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