Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Seth BloomAAFCPAs Wealth Management, LLCSantander Securities LLC10-26-2016
Steven Andrew PotwinCitizens Securities, Inc.Santander Securities LLC05-30-2018
Jessica Meghan CampioneCitizens Securities, Inc.Santander Securities LLC05-08-2018
Megan Elizabeth RuoCitizens Securities, Inc.Santander Securities LLC02-20-2018
Allen George SawyerCitizens Securities, Inc.Santander Securities LLC07-25-2017
William O. BradfordCitizens Securities, Inc.Santander Securities LLC07-10-2017
Robert H Searle IIICitizens Securities, Inc.Santander Securities LLC10-26-2016
Kevin Edmund YurchCitizens Securities, Inc.Santander Securities LLC10-11-2016
Bryan T. CareyCitizens Securities, Inc.Santander Securities LLC07-08-2015
Yekaterina S FerraroCitizens Securities, Inc.Santander Securities LLC04-06-2015
John F. FranzagoCitizens Securities, Inc.Santander Securities LLC12-16-2014
Zachary Armand LeightonCitizens Securities, Inc.Santander Securities LLC07-28-2014
Christopher Walter EthierCitizens Securities, Inc.Santander Securities LLC06-04-2014
Patrycja Serafin CotterCitizens Securities, Inc.Santander Securities LLC05-05-2014
Brian Michael KallenbergCitizens Securities, Inc.Santander Securities LLC02-05-2013
Joseph Edward Shea IIICUNA Brokerage Services, Inc.Santander Securities LLC09-15-2017
Albert Andrew Smith Jr.Infinex Investments, Inc.Santander Securities LLC03-16-2018
Sheri Ann DelisleInfinex Investments, Inc.Santander Securities LLC04-10-2017
Robert Anthony MartinInfinex Investments, Inc.Santander Securities LLC$10003-13-2017
Anthony BoltLPL Financial LLCSantander Securities LLC12-18-2018
David Michael RicciLPL Financial LLCSantander Securities LLC$2503-22-2017
Christopher Paul MaraLPL Financial LLCSantander Securities LLC$2508-30-2016
Elizabeth K. SouzaLPL Financial LLCSantander Securities LLC$1005-05-2014
Howard Eliot GreensteinLPL Financial LLCSantander Securities LLC12-06-2013
Nicholas Joseph FazioLPL Financial LLCSantander Securities LLC09-26-2012
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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