Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederick Mark LaneTriad Advisors LLCSignator Investors, Inc.03-14-2018
John Scott PimentalQuestar Capital CorporationSignator Investors, Inc.10-27-2017
Kenneth A TalentinoVoya Financial Advisors, Inc.Signator Investors, Inc.10-02-2017
Gerard Paul Delannoy Jr.Santander Securities LLCSignator Investors, Inc.03-09-2017
Adam Jay RudikoffAmeriprise Financial Services, Inc.Signator Investors, Inc.$1009-06-2016
Charles Stuart AndelmanVoya Financial Advisors, Inc.Signator Investors, Inc.$102-02-2016
Shaun D SullivanCambridge Investment Research, Inc.Signator Investors, Inc.09-14-2015
Sean Michael CummingsStrategic Advisers LLCSignator Investors, Inc.08-25-2015
Andrew David KamenskyTD Ameritrade Investment Management, LLCSignator Investors, Inc.03-24-2015
Markens BenoitHorace Mann Investors, Inc.Signator Investors, Inc.02-13-2015
William Champlain Lippincott IIIPruco Securities, LLC.Signator Investors, Inc.12-12-2014
Wayne Paul ProulxSagePoint Financial, Inc.Signator Investors, Inc.$5010-27-2014
Karyn Alice OconnorEquity Services, Inc.Signator Investors, Inc.$5009-19-2014
James Harry KeefeBalanced Rock Investment AdvisorsSignator Investors, Inc.07-21-2014
Curtis Matthew KelleyStrategic Advisers LLCSignator Investors, Inc.06-03-2014
Michael E PattersonMML Investors Services, LLCSignator Investors, Inc.09-16-2013
Stephen Henry RussellNew England SecuritiesSignator Investors, Inc.06-28-2013
Matthew John MclaughlinMML Investors Services, LLCSignator Investors, Inc.05-28-2013
Scott David ChapmanPruco Securities, LLC.Signator Investors, Inc.04-17-2013
John Stephen MahoneySantander Securities LLCSignator Investors, Inc.03-14-2013
William M ElwellCambridge Investment Research, Inc.Signator Investors, Inc.03-12-2013
John Andrew GordonMML Investors Services, LLCSignator Investors, Inc.10-15-2012
Mark Robert BosseyLPL Financial LLCSignator Investors, Inc.$5003-09-2012
Ryan Douglas MariniLPL Financial LLCSignator Investors, Inc.$2503-09-2012
Justin Charles LittlefieldCambridge Investment Research, Inc.Signator Investors, Inc.$2502-23-2012
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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