Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Jay RudikoffAmeriprise Financial Services, LLCSignator Investors, Inc.$1009-06-2016
Andrew David KamenskyTD Ameritrade Investment Management, LLCSignator Investors, Inc.03-24-2015
Catherine Marie GareriTriad Advisors LLCSignator Investors, Inc.03-14-2018
Charles Stuart AndelmanVoya Financial Advisors, Inc.Signator Investors, Inc.$1002-02-2016
Curtis Matthew KelleyFidelity Brokerage Services LLCSignator Investors, Inc.05-23-2014
Frederick Mark LaneTriad Advisors LLCSignator Investors, Inc.03-14-2018
Garrett Franklin KentFidelity Brokerage Services LLCSignator Investors, Inc.03-24-2014
Gerard Paul Delannoy Jr.Santander Securities LLCSignator Investors, Inc.03-09-2017
James Harry KeefeBalanced Rock Investment AdvisorsSignator Investors, Inc.07-21-2014
James Michael DesrocherPark Avenue Securities LLCSignator Investors, Inc.09-06-2011
Jeffrey Edward BysNYLIFE Securities LLCSignator Investors, Inc.07-20-2010
John Andrew GordonMML Investors Services, LLCSignator Investors, Inc.10-15-2012
John Scott PimentalQuestar Capital CorporationSignator Investors, Inc.$1010-27-2017
John Stephen MahoneySantander Securities LLCSignator Investors, Inc.03-14-2013
Jonathan Dean FabrizioLPL Financial LLCSignator Investors, Inc.11-16-2010
Joseph Francis Willwerth Jr.Triad Advisors LLCSignator Investors, Inc.03-14-2018
Joshua Moore FaulknerSantander Securities LLCSignator Investors, Inc.10-03-2012
Justin Charles LittlefieldCambridge Investment Research, Inc.Signator Investors, Inc.$1002-23-2012
Karyn Alice OconnorEquity Services, Inc.Signator Investors, Inc.09-19-2014
Kenneth A. TalentinoVoya Financial Advisors, Inc.Signator Investors, Inc.10-02-2017
Mark Robert BosseyLPL Financial LLCSignator Investors, Inc.03-09-2012
Markens BenoitHorace Mann Investors, Inc.Signator Investors, Inc.02-13-2015
Matthew Hanby GubaCantella & Co., Inc.Signator Investors, Inc.09-18-2018
Matthew J. McLaughlinMML Investors Services, LLCSignator Investors, Inc.$15005-28-2013
Matthew Thomas GorhamLPL Financial LLCSignator Investors, Inc.12-15-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.