Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam J. ShermanRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Adam Jay RudikoffAmeriprise Financial Services, Inc.Signator Investors, Inc.$1009-06-2016
Aliina Marie LaineRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Andrew David KamenskyTD Ameritrade Investment Management, LLCSignator Investors, Inc.03-24-2015
Anthony Ralph Di ChiaraRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brenton Alexander PittRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Brian Joseph QuinnRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brian Matthew RysRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Carl Malmrose HansonRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Charles Stuart AndelmanVoya Financial Advisors, Inc.Signator Investors, Inc.$21302-02-2016
Christopher Fowler FultonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Christopher Wheaton McNiffRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Dana Perkins Hardy Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Daniel S. Enos Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
David Anthony ReichertRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
David Eric AppelRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
David Joseph FerreiraRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Diane Louise GracaRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Earle William Pitt Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$15011-02-2018
Eric S. LesageRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Eugene Michael ScanlonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Francis Joseph LabelleRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Frederick Mark LaneTriad Advisors LLCSignator Investors, Inc.03-14-2018
Gary Francis ThomasRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
George John Saideh Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
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Showing 1 to 25 of 90 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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