Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ted Joel DickinsonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Louis Anthony FerrelliRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Eugene Michael ScanlonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Michael Patrick ReillyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Joseph Robert MurphyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Joseph BellantoniRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Francis Joseph LabelleRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brian Joseph QuinnRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
John James VassalloRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
David Joseph FerreiraRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
David Eric AppelRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Whitney Howard FlorenRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Nathan Paul AuclairRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Joseph Leo AlbanoRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Noel Robert DulacRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Mark John MarroniRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Christopher Fowler FultonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Adam J. ShermanRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Trey Harold WhalleyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Maureen Ann GoddardRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Julie Anne Patterson-D'AngeloRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Paul James McGovernRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brian Matthew RysRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
William Thomas Spencer IIIRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Matthew Parker TannlerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Next Page »

Showing 1 to 25 of 90 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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