Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Gregory SextonMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC06-18-2018
Devin Michael CallinanUBS Financial Services Inc.Strategic Advisers LLC06-13-2018
Luke James TrotochaudMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC04-30-2018
Daniel Patrick WhitingMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC02-22-2018
John Anthony Gray Jr.Santander Securities LLCStrategic Advisers LLC01-05-2018
Amanda Elizabeth CarterEF Legacy Securities, LLCStrategic Advisers LLC11-28-2017
Christopher Phong PhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC11-01-2017
Tristan T. HendersonSantander Securities LLCStrategic Advisers LLC10-25-2017
Nicholas R. BridgesMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC09-25-2017
Cory Haeil ChaTD Ameritrade Investment Management, LLCStrategic Advisers LLC09-06-2017
Michael Javier Smith-VaughanE*TRADE Securities LLCStrategic Advisers LLC08-23-2017
Sean L. BurkeE*TRADE Securities LLCStrategic Advisers LLC08-16-2017
Zachary Ryan MenardMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC06-14-2017
Andrew Edmund HammondAAFCPAs Wealth Management, LLCStrategic Advisers LLC05-03-2017
Matthew P. GreeneCommonwealth Financial NetworkStrategic Advisers LLC03-22-2017
Eugene Howard Engholm Jr.Scottrade, Inc.Strategic Advisers LLC03-21-2017
Alexander Crawford ChigasMorgan StanleyStrategic Advisers LLC03-13-2017
Christopher Mark TildenFinancial Navigators Inc.Strategic Advisers LLC01-20-2017
Mark LehoullierRaymond James Financial Services, Inc.Strategic Advisers LLC10-28-2016
Matthew James BurkeNorthwestern Mutual Investment Services, LLCStrategic Advisers LLC10-28-2016
Kevin Russell WebberHeritage Financial Services, LLCStrategic Advisers LLC10-06-2016
Robert Daniel WhitfieldMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC10-05-2016
Stephen M. LuceroTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC04-26-2016
Michael Joseph EmmonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC$1004-25-2016
John Henry KonetznyThe Practical PlannerStrategic Advisers LLC03-22-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.