Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Thomas GarrityPeak Wealth Management LLCStrategic Advisers LLC11-16-2015
Joseph P. Marsden Jr.Advisory Group Equity Services Ltd.Strategic Advisers LLC04-29-2009
Joseph SicilianoLPL Financial LLCStrategic Advisers LLC05-07-2015
Joseph William McCarthyRaymond James Financial Services, Inc.Strategic Advisers LLC01-29-2010
Kevin Russell WebberHeritage Financial Services, LLCStrategic Advisers LLC10-06-2016
Lee Michael GenerousLPL Financial LLCStrategic Advisers LLC01-12-2015
Lisa C. MendisSanders Morris Harris LLCStrategic Advisers LLC01-21-2016
Lisa Mary VirelloMorgan StanleyStrategic Advisers LLC07-15-2011
Luke James TrotochaudMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC04-30-2018
Marc Melvin HirtleMeridian Financial Services, Inc.Strategic Advisers LLC04-27-2015
Maria Louise FantoniSentinel Securities, Inc.Strategic Advisers LLC11-23-2015
Mark LehoullierRaymond James Financial Services, Inc.Strategic Advisers LLC10-28-2016
Matthew D MetrawCommonwealth Financial NetworkStrategic Advisers LLC07-28-2014
Matthew James BurkeNorthwestern Mutual Investment Services, LLCStrategic Advisers LLC10-28-2016
Matthew P. GreeneCommonwealth Financial NetworkStrategic Advisers LLC03-22-2017
Matthew Steven WhitingMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC10-25-2013
Michael A. Shook Jr.Scottrade, Inc.Strategic Advisers LLC03-15-2016
Michael Gregory SextonMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC06-18-2018
Michael Javier Smith-VaughanE*TRADE Securities LLCStrategic Advisers LLC08-23-2017
Michael Joseph EmmonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC$1004-25-2016
Nathaniel Benjamin HahnThe Patriot Financial Group, LLCStrategic Advisers LLC01-04-2016
Nicholas R. BridgesMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC09-25-2017
Parker Joseph WisemanMorgan StanleyStrategic Advisers LLC11-05-2015
Peter Frederick AngleUBS Financial Services Inc.Strategic Advisers LLC09-06-2011
Phillip Allen O'BrienMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC07-15-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.