Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Matthew BankheadMorgan StanleyUBS Financial Services Inc.$1002-14-2020
James W BuzgoAmeriprise Financial Services, LLCUBS Financial Services Inc.$2502-14-2020
Jeffrey Alan GoodsteinMorgan StanleyUBS Financial Services Inc.02-14-2020
Brian J GormleyMorgan StanleyUBS Financial Services Inc.02-14-2020
Matthew J GorgolRaymond James & Associates, Inc.UBS Financial Services Inc.01-29-2020
Christopher A NylenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-05-2019
Peter Joseph BorrelloStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.11-14-2019
Kim Marie ValentineWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-07-2019
Stephen Joseph GesualdiAmeriprise Financial Services, LLCUBS Financial Services Inc.$5009-27-2019
Andrew James FanikosFidelity Brokerage Services LLCUBS Financial Services Inc.09-05-2019
Richard Sholes MullenTriad Advisors LLCUBS Financial Services Inc.$15007-19-2019
Gregory BoyleTriad Advisors LLCUBS Financial Services Inc.$15007-19-2019
John Martin BayTriad Advisors LLCUBS Financial Services Inc.07-19-2019
Jack Andrew McCrokenTriad Advisors LLCUBS Financial Services Inc.07-19-2019
Larry A XhamaJ.P. Morgan Securities LLCUBS Financial Services Inc.06-14-2019
Peter Michael AnnicelliWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-02-2019
Susan Joyce BellavanceWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-02-2019
Christopher David ColemanWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-02-2019
Brian Patrick MulveyMinot Wealth Management LLCUBS Financial Services Inc.05-01-2019
John Anthony MullerMorgan StanleyUBS Financial Services Inc.$5004-12-2019
Charles Albert Logue IIIMML Investors Services, LLCUBS Financial Services Inc.01-11-2019
Robert Leonard RiceWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2019
Samuel StarrWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2019
Kelly Patricia LevangieWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2019
Patrick DonnellyRaymond James Financial Services, Inc.UBS Financial Services Inc.$15011-29-2018
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Showing 1 to 25 of 125 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.