Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abigail Lynn SmithMorgan StanleyUBS Financial Services Inc.02-10-2011
Alan Bradley StaytonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-30-2011
Alexandra Elizabeth WillcoxMorgan StanleyUBS Financial Services Inc.09-02-2015
Alfred James HammondCitigroup Global Markets Inc.UBS Financial Services Inc.$2505-01-2009
Alfred Jude ClemensRBC Capital Markets, LLCUBS Financial Services Inc.$5010-12-2018
Ali Sina MandalinciRaymond James Financial Services, Inc.UBS Financial Services Inc.$5205-04-2017
Alison Mary DonnellyRaymond James Financial Services, Inc.UBS Financial Services Inc.11-29-2018
Amy Elizabeth SantarelliCommonwealth Financial NetworkUBS Financial Services Inc.$2508-24-2018
Angelina MilenevskyWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-26-2012
Bart R. FullerLPL Financial LLCUBS Financial Services Inc.08-30-2012
Beth Anne GriffithWilliam BlairUBS Financial Services Inc.$20005-26-2017
Brian Anthony CookeLPL Financial LLCUBS Financial Services Inc.10-01-2009
Brian J GormleyMorgan StanleyUBS Financial Services Inc.02-14-2020
Brian Matthew CarolanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15004-28-2017
Brian Patrick MulveyMinot Wealth Management LLCUBS Financial Services Inc.05-01-2019
Brian Richard CunniffWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-09-2012
Camille Ramirez DostertMorgan StanleyUBS Financial Services Inc.12-17-2012
Carolyn B. EirichUBS Financial Services Inc.UBS Financial Services Inc.09-02-2009
Charles Albert Logue IIIMML Investors Services, LLCUBS Financial Services Inc.01-11-2019
Charles Michael HarveyAmeriprise Financial Services, LLCUBS Financial Services Inc.$10011-16-2015
Christian Reynolds ParkerWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5010-14-2016
Christine CaronaMorgan StanleyUBS Financial Services Inc.07-28-2017
Christine Michelle DroneyMorgan Stanley & Co. LLCUBS Financial Services Inc.02-01-2009
Christopher A. NylenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-05-2019
Christopher CordeiroCitizens Securities, Inc.UBS Financial Services Inc.12-10-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.