Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Net Losses
Firm | Total Moves |
1. FSC Securities Corporation | 64 |
2. Merrill Lynch, Pierce, Fenner & Smith Incorporated | 38 |
3. Wells Fargo Clearing Services, LLC | 30 |
4. Morgan Stanley | 23 |
5. AXA Advisors, LLC | 15 |
Latest moves
Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
---|---|---|---|---|
Julia Marie Skamarycz | Morgan Stanley | UBS Financial Services Inc. | — | 06-20-2019 |
Larry Albert Xhama | J.P. Morgan Securities LLC | UBS Financial Services Inc. | — | 06-14-2019 |
Christopher David Coleman | Wells Fargo Clearing Services, LLC | UBS Financial Services Inc. | — | 05-02-2019 |
Samuel Starr | Wells Fargo Clearing Services, LLC | UBS Financial Services Inc. | — | 01-02-2019 |
Robert Leonard Rice | Wells Fargo Clearing Services, LLC | UBS Financial Services Inc. | — | 01-02-2019 |
Patrick Donnelly | Raymond James Financial Services, Inc. | UBS Financial Services Inc. | — | 11-29-2018 |
Michael Steven Martin | Raymond James Financial Services, Inc. | UBS Financial Services Inc. | — | 11-29-2018 |
Alison Mary Donnelly | Raymond James Financial Services, Inc. | UBS Financial Services Inc. | — | 11-29-2018 |
Gabrielle Mary Clemens | RBC Capital Markets, LLC | UBS Financial Services Inc. | — | 10-12-2018 |
Norman Fuller Barrett III | Wells Fargo Clearing Services, LLC | UBS Financial Services Inc. | — | 03-02-2018 |
Christine Carona | Morgan Stanley | UBS Financial Services Inc. | — | 07-28-2017 |
Robert S Edmunds | Wells Fargo Advisors Financial Network, LLC | UBS Financial Services Inc. | — | 10-14-2016 |
Roger Harold Ingwersen | Purshe Kaplan Sterling Investments | UBS Financial Services Inc. | — | 09-30-2016 |
Kevin M. Smith | LPL Financial LLC | UBS Financial Services Inc. | — | 06-15-2015 |
Sheri-Ann Bouchie | Morgan Stanley | UBS Financial Services Inc. | — | 06-01-2015 |
Kimball Stanley Bullard III | Merrill Lynch, Pierce, Fenner & Smith Incorporated | UBS Financial Services Inc. | — | 05-18-2015 |
Robert Allen Woolf | J.P. Morgan Securities LLC | UBS Financial Services Inc. | — | 12-12-2014 |
James C. Shannon IV | Lincoln Investment | UBS Financial Services Inc. | — | 09-10-2014 |
Peter Russell Alberding | Raymond James & Associates, Inc. | UBS Financial Services Inc. | — | 03-19-2014 |
Damien Thomas Depeter | Wells Fargo Advisors Financial Network, LLC | UBS Financial Services Inc. | — | 11-27-2013 |
Daniel Francis Moran | LPL Financial LLC | UBS Financial Services Inc. | — | 11-15-2013 |
Stephen Michael Ruvituso | Merrill Lynch, Pierce, Fenner & Smith Incorporated | UBS Financial Services Inc. | — | 09-27-2013 |
Robert Michael Matluck, Lee Bailey Konopka, Todd Andrew Stankiewicz | Merrill Lynch, Pierce, Fenner & Smith Incorporated | UBS Financial Services Inc. | — | 09-27-2013 |
Michael Anthony Abramo | LPL Financial LLC | UBS Financial Services Inc. | — | 09-04-2013 |
Scott Douglas Brown | Merrill Lynch, Pierce, Fenner & Smith Incorporated | UBS Financial Services Inc. | — | 11-30-2012 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.