Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Henry BurtRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-28-2019
Stephen Michael BerubeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$105-21-2019
Eric Henry BurtRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-21-2019
Stephen Michael BerubeRBC Capital Makrets LLCWells Fargo Clearing Services, LLC$105-21-2019
Barry Michael KolanoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00001-11-2019
Mark Francis ScribnerKestra Investment Services, LLCWells Fargo Clearing Services, LLC01-11-2019
Tyler Moore AlmeidaCompass Securities CorporationWells Fargo Clearing Services, LLC$5010-23-2018
Robert Cezar AndrewsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-28-2018
Stephen Laurence CraigAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10009-28-2018
Kevin BarryLPL Financial LLCWells Fargo Clearing Services, LLC$5009-07-2018
Carmine Paul ZottoliAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00008-24-2018
James Bennett LibermanRevere Securities LLCWells Fargo Clearing Services, LLC$2507-11-2018
Michelle Ann SpazianiRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10005-04-2018
Joseph Francis O'Loughlin Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$5002-09-2018
James William AbbottClaro Advisors, LLCWells Fargo Clearing Services, LLC10-16-2017
Lawrence Francis EppolitoRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-18-2017
Michael Anthony CarboneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-18-2017
Peter Osborne FrischRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$25004-27-2017
Sharon Marie PollardRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-27-2017
Stephen Richard SpectorRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$25004-27-2017
Frederick James Gillis IIIINVESTMENT PROFESSIONALS, INC.Wells Fargo Clearing Services, LLC03-03-2017
Christopher D StoddardStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15012-15-2016
Frank Frederick Castagno Jr.Oppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5010-17-2016
Ryan Bruce HillAsset Management Resources, LLCWells Fargo Clearing Services, LLC10-04-2016
Dennis Eugene HollandRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1909-14-2016
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Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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