Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Arthur Karsch Jr.Ameriprise Financial Services, Inc.Raymond James Financial Services, Inc.02-04-2019
Susan Lee KarschAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$5002-04-2019
Robert Cezar AndrewsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-28-2018
Stephen Laurence CraigAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10009-28-2018
Carmine Paul ZottoliAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00008-24-2018
Hilary Elizabeth O'MalleyAmeriprise Financial Services, Inc.Prospera Financial Services, Inc.08-24-2018
Thomas Palmer Fiorentino Jr.Ameriprise Financial Services, Inc.Prospera Financial Services, Inc.08-24-2018
Daryl F DevillierAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$1,50004-20-2018
Vincent Leonard PetrangeloAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$1,50004-20-2018
Anthony John SalernoAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$1012-07-2017
Kelly Allen WoerdemanAmeriprise Financial Services, Inc.MML Investors Services, LLC$111-10-2017
Jay S. GordonAmeriprise Financial Services, Inc.Morgan Stanley$10011-02-2017
Nicolas Timmothy Crieg CurtisAmeriprise Financial Services, Inc.Commonwealth Financial Network$2509-27-2017
David Rowen ReillyAmeriprise Financial Services, Inc.LPL Financial LLC$2509-13-2017
Parker Joseph WisemanAmeriprise Financial Services, Inc.Morgan Stanley08-17-2017
William Huntington WisemanAmeriprise Financial Services, Inc.Morgan Stanley$12808-17-2017
Jeffrey Matthew WoerdemanAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.07-26-2017
Leonard Feeney NolanAmeriprise Financial Services, Inc.Morgan Stanley$2506-29-2017
Timothy John NolanAmeriprise Financial Services, Inc.Morgan Stanley$10006-29-2017
Edward George BoscherAmeriprise Financial Services, Inc.Anthem Securities, Inc.06-09-2017
Adrienne Elizabeth RowlesAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$104-21-2017
William HeronAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5012-15-2016
Christopher Bernard AlvanosAmeriprise Financial Services, Inc.BHA Select Network, LLC11-23-2016
Darlene R OuelletteAmeriprise Financial Services, Inc.Edward Jones11-16-2016
Timothy Tyler TraubAmeriprise Financial Services, Inc.Commonwealth Financial Network10-13-2016
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Showing 1 to 25 of 111 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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