Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Devon Matthew CooneyCambridge Investment Research, Inc.Charles Schwab & Co., Inc.01-28-2019
Brian Quinlan CorridanCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.$50012-03-2018
Christopher James SeeleyCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.$50011-19-2018
Kevin James LostyCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.$111-15-2018
Adam Andrew CoteCambridge Investment Research, Inc.LPL Financial LLC02-16-2018
William Michael KrzesinskiCambridge Investment Research, Inc.Lincoln Financial Securities Corporation01-02-2018
Kathleen Wells PlouffCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$2511-21-2017
Paul Sullivan ComoCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$2511-21-2017
Susan Dorval DorseyCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$2511-21-2017
Anthony Randall BartlettCambridge Investment Research, Inc.MML Investors Services, LLC$111-10-2017
Clinton Arthur MchoulCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2017
Douglas Charles NorbergCambridge Investment Research, Inc.Commonwealth Financial Network$5001-19-2017
Michael Richard LaliberteCambridge Investment Research, Inc.MetLife Securities Inc.$109-01-2016
Mark John GoucherCambridge Investment Research, Inc.Next Financial Group, Inc.08-05-2016
Michael Ryan CrottyCambridge Investment Research, Inc.MML Investors Services, LLC$5001-22-2016
Jonathan Michael KoperniakCambridge Investment Research, Inc.Financial Foundations, Inc.$909-25-2015
Shaun D SullivanCambridge Investment Research, Inc.Signator Investors, Inc.09-14-2015
Steven Shlomo) Jeremy HoffmanCambridge Investment Research, Inc.LPL Financial LLC$106-29-2015
Michael James McneelyCambridge Investment Research, Inc.Horace Mann Investors, Inc.$1006-18-2015
Richard Thomas Hern Jr.Cambridge Investment Research, Inc.Avalon Investment & Securities Group, Inc.01-08-2015
Michael Von Von MosseCambridge Investment Research, Inc.Investors Capital Corp.01-02-2015
Sean Michael PettengillCambridge Investment Research, Inc.NYLIFE Securities LLC09-12-2014
Jeffrey Allen ShankCambridge Investment Research, Inc.Sicor Securities Inc$104-07-2014
Jeffrey Pratt RussellCambridge Investment Research, Inc.MML Investors Services, LLC03-25-2014
Thomas John DukeCambridge Investment Research, Inc.Cetera Advisor Networks LLC12-02-2013
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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