Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Toni Thore Lee-AndrewsCambridge Investment Research, Inc.1st Global Capital Corp.07-01-2010
Peter James BacchiocchiCambridge Investment Research, Inc.Allstate Financial Services, LLC04-25-2017
Andrew Robert LippmanCambridge Investment Research, Inc.American Portfolios Financial Services, Inc.$2503-12-2012
Andrew Joseph SohnCambridge Investment Research, Inc.Ameriprise Financial Services, LLC$2501-03-2011
Mark Edward PelletierCambridge Investment Research, Inc.Ameriprise Financial Services, LLC$2501-03-2011
Allison Elizabeth ConlonCambridge Investment Research, Inc.Ameriprise Financial Services, LLC01-03-2011
Frank Albert SchoenrockCambridge Investment Research, Inc.Avantax Investment Services, Inc.$5008-01-2013
Thomas John DukeCambridge Investment Research, Inc.Cetera Advisor Networks LLC12-02-2013
Daniel Scott Chabott Sr.Cambridge Investment Research, Inc.Cetera Advisors LLC02-16-2018
Devon Matthew CooneyCambridge Investment Research, Inc.Charles Schwab & Co., Inc.01-28-2019
Keith Edward TatlockCambridge Investment Research, Inc.Commonwealth Financial Network$5002-19-2020
Douglas Charles NorbergCambridge Investment Research, Inc.Commonwealth Financial Network01-19-2017
Edward Joseph GarbacikCambridge Investment Research, Inc.Commonwealth Financial Network$15005-24-2013
Bernard Walter KonowskiCambridge Investment Research, Inc.Creative Financial Planning08-04-2009
Richard Wyllie SingletonCambridge Investment Research, Inc.Edward Jones05-18-2011
Jonathan Michael KoperniakCambridge Investment Research, Inc.Financial Foundations, Inc.$5009-25-2015
Richard Thomas Hern Jr.Cambridge Investment Research, Inc.First Advisors National, LLC01-08-2015
Saul Frank FeingoldCambridge Investment Research, Inc.FSC Securities Corporation$2509-03-2019
David Mark DimensteinCambridge Investment Research, Inc.FSC Securities Corporation09-03-2019
Jed Reid BrandesCambridge Investment Research, Inc.FSC Securities Corporation09-03-2019
Carlos Omar OrtizCambridge Investment Research, Inc.FSC Securities Corporation09-03-2019
Michael James McNeelyCambridge Investment Research, Inc.Horace Mann Investors, Inc.$1006-18-2015
Michael Von MosseCambridge Investment Research, Inc.Investors Capital Corp.$15001-02-2015
Carlos Manuel OliveiraCambridge Investment Research, Inc.Investors Capital Corp.$1007-15-2011
James Michael ScanlonCambridge Investment Research, Inc.Investors Capital Corp.$1001-04-2010
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.