Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Toni Thore Lee-AndrewsCambridge Investment Research, Inc.1st Global Capital Corp.07-01-2010
Andrew Robert LippmanCambridge Investment Research, Inc.American Portfolios Financial Services, Inc.$2503-12-2012
Andrew Joseph SohnCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$2501-03-2011
Mark Edward PelletierCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$2501-03-2011
Allison Elizabeth ConlonCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.01-03-2011
Thomas John DukeCambridge Investment Research, Inc.Cetera Advisor Networks LLC12-02-2013
Devon Matthew CooneyCambridge Investment Research, Inc.Charles Schwab & Co., Inc.01-28-2019
Douglas Charles NorbergCambridge Investment Research, Inc.Commonwealth Financial Network$5001-19-2017
Edward Joseph GarbacikCambridge Investment Research, Inc.Commonwealth Financial Network05-24-2013
Bernard Walter KonowskiCambridge Investment Research, Inc.Creative Financial Planning08-04-2009
Richard Wyllie SingletonCambridge Investment Research, Inc.Edward Jones05-18-2011
Dana Edmond GilpatrickCambridge Investment Research, Inc.Fidelity Brokerage Services LLC06-03-2013
Jonathan Michael KoperniakCambridge Investment Research, Inc.Financial Foundations, Inc.$5009-25-2015
Richard Thomas Hern Jr.Cambridge Investment Research, Inc.First Advisors National, LLC01-08-2015
Saul Frank FeingoldCambridge Investment Research, Inc.FSC Securities Corporation$2509-03-2019
David Mark DimensteinCambridge Investment Research, Inc.FSC Securities Corporation09-03-2019
Jed Reid BrandesCambridge Investment Research, Inc.FSC Securities Corporation09-03-2019
Frank Albert SchoenrockCambridge Investment Research, Inc.HD Vest Investment Services$5008-01-2013
Michael James McNeelyCambridge Investment Research, Inc.Horace Mann Investors, Inc.$1006-18-2015
Carlos Manuel OliveiraCambridge Investment Research, Inc.Investors Capital Corp.$1007-15-2011
James Michael ScanlonCambridge Investment Research, Inc.Investors Capital Corp.01-04-2010
William Michael KrzesinskiCambridge Investment Research, Inc.Lincoln Financial Securities Corporation01-02-2018
Paul Sullivan ComoCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$1811-21-2017
Kathleen Wells PlouffCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$1011-21-2017
Susan Dorval DorseyCambridge Investment Research, Inc.Lincoln Financial Securities Corporation11-21-2017
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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