Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Joseph GarbacikCetera Advisors LLCCambridge Investment Research Advisors, Inc.11-20-2019
Raymond Ernest LacourseCetera Advisors LLCLPL Financial LLC$50010-31-2019
William Joseph FallonCetera Advisors LLCCantella & Co., Inc.$50009-24-2019
Ashley Jean BreaultCetera Advisors LLCPIMCO Investments LLC05-02-2019
Kevin F. McNellyCetera Advisors LLCUnited Planners' Financial Services of America A Limited Partner03-15-2019
Kenneth DerCetera Advisors LLCKestra Advisory Services, LLC$10002-01-2019
John Scott PimentalCetera Advisors LLCQuestar Capital Corporation$25001-28-2019
John K. McCarthyCetera Advisors LLCQuestar Capital Corporation$10001-25-2019
Graham Granger MerkCetera Advisors LLCQuestar Capital Corporation$25012-26-2018
Vincent Paul GrimaldiCetera Advisors LLCCitizens Securities, Inc.$10004-10-2018
Devin Dwyer O'RourkeCetera Advisors LLCPutnam Retail Management Limited Partnership05-24-2017
Albert Michael StantonCetera Advisors LLCPurshe Kaplan Sterling Investments01-13-2017
Andrew G BonettiCetera Advisors LLCShepherd Kaplan LLC08-22-2016
Amanda Nicole HancockCetera Advisors LLCRaymond James Financial Services, Inc.07-31-2014
Richard Lawrence CahillCetera Advisors LLCJ.P. Morgan Securities LLC$10002-05-2013
Thomas A. KesterCetera Advisors LLCWaddell & Reed12-05-2012
Thomas Grant BoswellCetera Advisors LLCH. Beck, Inc.$50011-18-2011
Anthony ZizzaCetera Advisors LLCNationwide Securities, LLC07-22-2010
Michael ParenteCetera Advisors LLCCantella & Co., Inc.$10009-01-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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