Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher WalkiewiczCitizens Securities, Inc.Pruco Securities, LLC$15006-13-2019
Thomas Marc RadonichCitizens Securities, Inc.AXA Advisors, LLC01-31-2019
Wesley Joseph McguginCitizens Securities, Inc.PNC Investments12-17-2018
Andrew Thomas BurkeCitizens Securities, Inc.Fidelity Investments Institutional Services Company, Inc.10-31-2018
Mark Frederick AubuchonCitizens Securities, Inc.NYLIFE Securities LLC10-30-2018
Ryan Frank GravinaCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
Robert AsareCitizens Securities, Inc.Santander Securities LLC09-28-2018
Jose Velazquez-RamosCitizens Securities, Inc.Pruco Securities, LLC.09-05-2018
Mario Pietro AltomareCitizens Securities, Inc.GWFS Equities, Inc.07-02-2018
Jessica Meghan CampioneCitizens Securities, Inc.Santander Securities LLC05-08-2018
Jason FaroukCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2017
Jack Harold KeleshianCitizens Securities, Inc.BancWest Investment Services, Inc.12-08-2017
Tushar GalaCitizens Securities, Inc.LPL Financial LLC11-28-2017
Kenneth O'ConnorCitizens Securities, Inc.Edward Jones10-31-2017
Iris Marcia SobchakCitizens Securities, Inc.Morgan Stanley10-02-2017
Oleksandr MarkinCitizens Securities, Inc.Pruco Securities, LLC.09-25-2017
Paul Louis TiernanCitizens Securities, Inc.GWFS Equities, Inc.09-25-2017
Evan A YampolskyCitizens Securities, Inc.Pruco Securities, LLC.08-04-2017
Karen Marie NorrmanCitizens Securities, Inc.Cambridge Investment Research, Inc.07-31-2017
William O BradfordCitizens Securities, Inc.Santander Securities LLC$10007-10-2017
Theodore Paul BanksCitizens Securities, Inc.Edward Jones07-07-2017
Michael David WrayCitizens Securities, Inc.Santander Securities LLC06-21-2017
Joshua KonoffCitizens Securities, Inc.Cohen Investment Advisors, LLC05-02-2017
Patrick James McguinessCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2017
David Allen NoetzelCitizens Securities, Inc.Edward Jones04-19-2017
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Showing 1 to 25 of 142 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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