Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shabri Gandhi MooreCommonwealth Financial NetworkAmerican Portfolios Financial Services, Inc.$2511-20-2009
Jim Zien, Kate Zien, Dennis GeroCommonwealth Financial NetworkAmeriprise Financial$8809-28-2018
Richard Charles HagopianCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2501-18-2019
Brett Russell SaideCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5012-21-2016
James John IozzoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.10-23-2015
Timothy Andrew RyanCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2510-02-2015
Reed Peter ThompsonCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5001-10-2014
Beata DragovicsCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-26-2013
Nathan MunitsCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10011-16-2012
David Andrew RampelloCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10002-03-2012
Raymond Paul CroteauCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-17-2010
William Edward PrueCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2507-02-2010
Joshua Michael BenetCommonwealth Financial NetworkAmeriprise Financial Services, Inc.01-08-2009
Robert Julian RiceCommonwealth Financial NetworkAmeriprise Financial Services, Inc.01-08-2009
Melissa Ellen WalshCommonwealth Financial NetworkAmundi Pioneer Distributor, Inc.05-21-2014
Michael Alan CoxCommonwealth Financial NetworkAPW Capital, Inc.$2003-10-2014
David Bruce HarrisCommonwealth Financial NetworkAXA Advisors, LLC08-22-2014
Christopher C GiambroneCommonwealth Financial NetworkAXA Advisors, LLC$5005-19-2009
Lisa Jeanne LambCommonwealth Financial NetworkBallentine Partners10-06-2014
Edward Michael GazarianCommonwealth Financial NetworkBanc of America Investment Services, Inc.01-09-2009
Elizabeth Osterndorf CampbellCommonwealth Financial NetworkBoston Harbor Wealth Advisors, LLC05-31-2018
George Lawrence Mcreynolds Jr.Commonwealth Financial NetworkCambridge Investment Research, Inc.04-04-2011
Sean Michael CookCommonwealth Financial NetworkCapital Analysts$105-16-2013
Dennis ClavinCommonwealth Financial NetworkCetera$12006-01-2016
William Lloyd MixdorfCommonwealth Financial NetworkCetera Advisor Networks LLC$9301-29-2010
Next Page »

Showing 1 to 25 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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