Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Bossey Ryan Marini Josh Grieves Geoff McCarthyCommonwealth Financial NetworkLPL Financial LLC$19011-20-2019
Jim Zien Kate Zien Dennis GeroCommonwealth Financial NetworkAmeriprise Financial Services, LLC$8809-28-2018
Summit FinancialCommonwealth Financial NetworkOgilvie Security Advisors Corporation$1,20010-19-2011
John PrattiCommonwealth Financial NetworkMSI Financial Services, Inc.$23008-01-2016
David N Tinsley George E Vogel Daniel C TinsleyCommonwealth Financial NetworkMetLife Securities Inc.$22502-01-2016
Dennis ClavinCommonwealth Financial NetworkCetera$12006-01-2016
William Henry KempleCommonwealth Financial NetworkMML Investors Services, LLC08-24-2020
Gregory Jude PintoCommonwealth Financial NetworkMML Investors Services, LLC$50007-24-2020
Patrick Joseph HintonCommonwealth Financial NetworkMML Investors Services, LLC$5007-24-2020
William Thomas RyanCommonwealth Financial NetworkRYAN FINANCIAL ADVISORS INC06-30-2020
John Francis MoranCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-19-2020
Jennifer Elena MoranCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-19-2020
David Kehler KemmererCommonwealth Financial NetworkBluebird Wealth Management LLC01-23-2020
Tara Colleen McDermottCommonwealth Financial NetworkRyan Financial, Inc.01-13-2020
Heather Ryan GirolamoCommonwealth Financial NetworkRyan Financial, Inc.$15001-13-2020
Geoffrey D McCarthy JrCommonwealth Financial NetworkLPL Financial LLC11-15-2019
Zena Nailah ChaseCommonwealth Financial NetworkVoya Financial Advisors, Inc.11-07-2019
Joshua SnellCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2019
Karen Dolan CurranCommonwealth Financial NetworkBolton Securities Corporation$5010-11-2019
Molly Ann KeeganCommonwealth Financial NetworkBolton Securities Corporation10-11-2019
Geoffrey Aleksander SkowronekCommonwealth Financial NetworkEquitable Advisors, LLC10-07-2019
Leonard David Cautela JrCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$5009-18-2019
Daniel Patrick McCurryCommonwealth Financial NetworkPWA Wealth Management08-23-2019
Allen Webster DillaireCommonwealth Financial NetworkAvantax Investment Services, Inc.$15008-22-2019
Tejas Laxman BorseCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2019
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Showing 1 to 25 of 143 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.