Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Warren M SchneiderCommonwealth Financial NetworkHD Vest Investment Services$1001-27-2014
Robert E. Jarras, Richard Jimmie AllredCommonwealth Financial NetworkAmeriprise Financial Services, Inc.01-24-2014
Reed Peter ThompsonCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5001-10-2014
James J. Quinlan Jr.Commonwealth Financial NetworkLPL Financial LLC01-10-2014
Richard Kevin ColarossiCommonwealth Financial NetworkKestra Investment Services, LLC11-21-2013
Joseph John CahillCommonwealth Financial NetworkFirst Allied Advisory Services, Inc.11-20-2013
Nathan Davenport O'Loughlin, Mark David Felt, Michael Richard Krisko, Christopher Andrus WakemanCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2510-25-2013
Jason Anthony BunkerCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2013
Jonathan L. BrydaCommonwealth Financial NetworkLPL Financial LLC09-18-2013
Christopher Jon PowersCommonwealth Financial NetworkSecurian Financial Services, Inc.08-15-2013
Beata DragovicsCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-26-2013
Bryan Jeffrey KoslowCommonwealth Financial NetworkCetera Advisors LLC$1007-05-2013
Sean Michael CookCommonwealth Financial NetworkCapital Analysts05-16-2013
Randal Craig PlantenbergCommonwealth Financial NetworkLPL Financial LLC05-15-2013
Michelle Elizabeth PaulesCommonwealth Financial NetworkMML Investors Services, LLC04-30-2013
Nathan MunitsCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$15011-16-2012
Louis Paul IngargiolaCommonwealth Financial NetworkLPL Financial LLC$5011-15-2012
Nicholas Edward SternCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2012
Jeffrey Allen HatfieldCommonwealth Financial NetworkLPL Financial LLC09-21-2012
David P. SantoroCommonwealth Financial NetworkNYLIFE Securities LLC07-30-2012
Patricia Rose StevensCommonwealth Financial NetworkAmeriprise Financial Services, Inc.05-24-2012
James Alan StanziolaCommonwealth Financial NetworkLincoln Financial Advisors Corporation$5005-11-2012
Richard Raymond CarlsonCommonwealth Financial NetworkUBS Financial Services Inc.05-11-2012
Dale Winters Rice Jr., Christopher M. MoranCommonwealth Financial NetworkLPL Financial LLC$5005-02-2012
Scott Alan MeyersonCommonwealth Financial NetworkEdward Jones$1005-01-2012
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Showing 51 to 75 of 149 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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