Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexandra ArmstrongCommonwealth Financial NetworkFSC Securities Corporation$25007-23-2009
Ashley Kim Sparhawk KrinerCommonwealth Financial NetworkJohn Hancock Funds, LLC09-23-2016
Barbara Lynn AllisonCommonwealth Financial NetworkMorgan Stanley$5005-08-2015
Beata DragovicsCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-26-2013
Bradley Scott RobertsCommonwealth Financial NetworkJ.J.B. Hilliard, W.L. Lyons, LLC$5006-11-2010
Brant Andrew RayCommonwealth Financial NetworkWells Fargo Clearing Services, LLC05-09-2013
Brett Russell SaideCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5012-21-2016
Brian Steven GlazerCommonwealth Financial NetworkCincinnati Analysts, Inc.02-01-2012
Bryan James CrabtreeCommonwealth Financial NetworkEdward Jones$5007-17-2009
Bryan Jeffrey KoslowCommonwealth Financial NetworkCetera Advisors LLC$107-05-2013
Carole Elizabeth BolducCommonwealth Financial NetworkPeople's Securities, Inc.09-05-2014
Charles Wilson GallagherCommonwealth Financial NetworkJ.P. Morgan Securities LLC$2511-09-2009
Cheryl Lee StuartCommonwealth Financial NetworkMML Investors Services, LLC07-18-2014
Chris W FusselmanCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$7104-08-2011
Christopher C GiambroneCommonwealth Financial NetworkAXA Advisors, LLC$5005-19-2009
Christopher Gerald DeruyverCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$5003-20-2009
Christopher Jon PowersCommonwealth Financial NetworkSecurian Financial Services, Inc.$108-15-2013
Dag Olov Magnus BrandforsCommonwealth Financial NetworkWamu Investments, Inc.$15004-09-2009
Damian Paul PettaCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-12-2009
Daniel Joseph FlanaganCommonwealth Financial NetworkLexington Wealth Management, Inc.05-18-2015
Daniel P GannonCommonwealth Financial NetworkMorgan Stanley$5001-15-2010
David Allen GoinsCommonwealth Financial NetworkCitigroup Global Markets Inc.$5003-27-2009
David Andrew RampelloCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10002-03-2012
David Bruce HarrisCommonwealth Financial NetworkAXA Advisors, LLC08-22-2014
David Edward FedorCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-21-2010
Next Page »

Showing 1 to 25 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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