Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Adam HuardCommonwealth Financial NetworkSentinel Securities, Inc.06-29-2018
Elizabeth Osterndorf CampbellCommonwealth Financial NetworkBoston Harbor Wealth Advisors, LLC05-31-2018
Pamela C BoardwayCommonwealth Financial NetworkCetera Financial Specialists LLC01-09-2018
John David FieldsCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC04-12-2017
Matthew Patrick GreeneCommonwealth Financial NetworkFidelity Brokerage Services LLC03-22-2017
Joseph Michael Carney Jr.Commonwealth Financial NetworkLincoln Financial Advisors Corporation10-31-2016
Ashley Kim Sparhawk KrinerCommonwealth Financial NetworkJohn Hancock Funds, LLC09-23-2016
Marcus Allan PapajohnCommonwealth Financial NetworkLincoln Financial Advisors Corporation09-23-2016
Mark Anthony OsullivanCommonwealth Financial NetworkLincoln Financial Advisors Corporation09-23-2016
Stephen Wayne CaplanCommonwealth Financial NetworkNYLIFE Distributors LLC08-26-2016
James John IozzoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.10-23-2015
Oliver Coleman Scholle Jr.Commonwealth Financial NetworkSecurities America, Inc.10-05-2015
Daniel Joseph FlanaganCommonwealth Financial NetworkLexington Wealth Management, Inc.05-18-2015
Michael Andrew KockCommonwealth Financial NetworkFirst Heartland Capital, Inc.12-02-2014
John Louis CentrellaCommonwealth Financial NetworkUBS Financial Services Inc.10-16-2014
Lisa Jeanne LambCommonwealth Financial NetworkBallentine Partners10-06-2014
Carole Elizabeth BolducCommonwealth Financial NetworkPeople's Securities, Inc.09-05-2014
David Bruce HarrisCommonwealth Financial NetworkAXA Advisors, LLC08-22-2014
Patrick Francis OrtmanCommonwealth Financial NetworkFirst Command Financial Planning, Inc.08-11-2014
Cheryl Lee StuartCommonwealth Financial NetworkMML Investors Services, LLC07-18-2014
Patrick Richard NoonanCommonwealth Financial NetworkJanney Montgomery Scott LLC06-30-2014
Melissa Ellen WalshCommonwealth Financial NetworkAmundi Pioneer Distributor, Inc.05-21-2014
Robyn F SamuelsCommonwealth Financial NetworkSII Investments, Inc.04-25-2014
John M SammutCommonwealth Financial NetworkRBC Capital Markets, LLC01-10-2014
Next Page »

Showing 1 to 25 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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