Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James John IozzoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.10-23-2015
Oliver Coleman Scholle Jr.Commonwealth Financial NetworkSecurities America, Inc.10-05-2015
Timothy Andrew RyanCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2510-02-2015
Daniel Joseph FlanaganCommonwealth Financial NetworkLexington Wealth Management, Inc.05-18-2015
Barbara Lynn AllisonCommonwealth Financial NetworkMorgan Stanley$5005-08-2015
Thomas Edward DexterCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5001-23-2015
Joseph Terence CovillCommonwealth Financial NetworkCoburn & Meredith, Inc.$112-05-2014
Michael Andrew KockCommonwealth Financial NetworkFirst Heartland Capital, Inc.12-02-2014
John Louis CentrellaCommonwealth Financial NetworkUBS Financial Services Inc.10-16-2014
Gino P MolettieriCommonwealth Financial NetworkNew England Securities$5010-06-2014
Lisa Jeanne LambCommonwealth Financial NetworkBallentine Partners10-06-2014
Kristen Leigh SmithCommonwealth Financial NetworkMorgan Stanley$5009-19-2014
Carole Elizabeth BolducCommonwealth Financial NetworkPeople's Securities, Inc.09-05-2014
David Bruce HarrisCommonwealth Financial NetworkAXA Advisors, LLC08-22-2014
Patrick Francis OrtmanCommonwealth Financial NetworkFirst Command Financial Planning, Inc.08-11-2014
David M WeidmayerCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$10408-01-2014
Matthew D MetrawCommonwealth Financial NetworkFidelity Brokerage Services LLC$1007-28-2014
Cheryl Lee StuartCommonwealth Financial NetworkMML Investors Services, LLC07-18-2014
Patrick Richard NoonanCommonwealth Financial NetworkJanney Montgomery Scott LLC06-30-2014
Melissa Ellen WalshCommonwealth Financial NetworkAmundi Pioneer Distributor, Inc.05-21-2014
Robyn F SamuelsCommonwealth Financial NetworkSII Investments, Inc.04-25-2014
Joseph Scott MalmborgCommonwealth Financial NetworkKestra Investment Services, LLC$2503-28-2014
Michael Alan CoxCommonwealth Financial NetworkAPW Capital, Inc.$2003-10-2014
Gary Wayne JamesCommonwealth Financial NetworkLPL Financial LLC$5001-31-2014
Warren M SchneiderCommonwealth Financial NetworkHD Vest Investment Services$1001-27-2014
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Showing 26 to 50 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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