Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kelley Elizabeth McGoldrickCommonwealth Financial NetworkMorgan Stanley05-03-2017
John David FieldsCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC04-12-2017
Matthew P. GreeneCommonwealth Financial NetworkStrategic Advisers LLC03-22-2017
Paul David LevinCommonwealth Financial NetworkLPL Financial LLC$2502-28-2017
Christopher M. HoveyCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2017
Brett Russell SaideCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5012-21-2016
John S. DiamondCommonwealth Financial NetworkNYLIFE Securities LLC$110-07-2016
Jaimee Michelle HarveyCommonwealth Financial NetworkFidelity Brokerage Services LLC10-03-2016
Brooks Paulding Bartlett Sr.Commonwealth Financial NetworkSecurities America, Inc.$2509-30-2016
Mark Anthony OsullivanCommonwealth Financial NetworkLincoln Financial Advisors Corporation09-23-2016
Marcus Allan PapajohnCommonwealth Financial NetworkLincoln Financial Advisors Corporation09-23-2016
Kevin Patrick O'SullivanCommonwealth Financial NetworkLincoln Financial Advisors Corporation$5009-23-2016
Ashley Kim SparhawkCommonwealth Financial NetworkJohn Hancock Investment Management Distributors LLC09-23-2016
Stephen W. CaplanCommonwealth Financial NetworkNYLIFE Distributors LLC08-26-2016
John Richard PrattiCommonwealth Financial NetworkMetLife Securities Inc.$15007-29-2016
Keith Edward TatlockCommonwealth Financial NetworkMetLife Securities Inc.$1002-26-2016
Matthew Russell LandonCommonwealth Financial NetworkFusion Analytics Securities LLC02-19-2016
David Norton TinsleyCommonwealth Financial NetworkMetLife Securities Inc.$10002-01-2016
Daniel TinsleyCommonwealth Financial NetworkMetLife Securities Inc.02-01-2016
James Colin BaconCommonwealth Financial NetworkGRANITE HARBOR ASSET MANAGEMENT, LLC01-11-2016
Jerald Gordon RubinCommonwealth Financial NetworkJG Rubin Financial Services$1001-08-2016
Wayne D. RichardsonCommonwealth Financial NetworkMML Investors Services, LLC11-02-2015
Jennifer LafranceCommonwealth Financial NetworkMetLife Securities Inc.10-30-2015
James John IozzoCommonwealth Financial NetworkAmeriprise Financial Services, LLC10-23-2015
Oliver Coleman Scholle Jr.Commonwealth Financial NetworkSecurities America, Inc.$1010-05-2015
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Showing 51 to 75 of 274 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.