Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kyle Hagan-CollinsCommonwealth Financial NetworkMMC Securities LLC04-02-2012
John Jay Higgins Jr.Commonwealth Financial NetworkMML Investors Services, LLC$10003-21-2012
Michael Layne Wilkerson IICommonwealth Financial NetworkLPL Financial LLC03-06-2012
David Andrew RampelloCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10002-03-2012
Brian Steven GlazerCommonwealth Financial NetworkCincinnati Analysts, Inc.02-01-2012
John Christopher WilmerdingCommonwealth Financial NetworkUBS Financial Services Inc.01-09-2012
Nicole Catherine DomnarskiCommonwealth Financial NetworkUBS Financial Services Inc.$2501-04-2012
Jonathan Campbell HoyCommonwealth Financial NetworkUvest Financial Services Group, Inc.$5001-03-2012
Kenneth Charles WattCommonwealth Financial NetworkUvest Financial Services Group, Inc.$101-03-2012
Leroy Wesley MilletCommonwealth Financial NetworkUvest Financial Services Group, Inc.$101-03-2012
Thomas John DuceyCommonwealth Financial NetworkUvest Financial Services Group, Inc.$5001-03-2012
William Michael WheltonCommonwealth Financial NetworkUvest Financial Services Group, Inc.01-03-2012
Patrick Allan JordanCommonwealth Financial NetworkTricor Financial, LLC12-05-2011
Stephan John HessCommonwealth Financial NetworkRaymond James Financial Services, Inc.$111-30-2011
Summit FinancialCommonwealth Financial NetworkOgilvie Security Advisors$110-19-2011
David Samuel CoultCommonwealth Financial NetworkHornor, Townsend & Kent, LLC$2510-04-2011
Robert Jonathan KrenskyCommonwealth Financial NetworkWells Fargo Clearing Services, LLC09-09-2011
John Alan FuerstenbergCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC09-07-2011
Douglas Scott HardyCommonwealth Financial NetworkUBS Financial Services Inc.$5009-02-2011
Michael Jeffrey SalernoCommonwealth Financial NetworkThe O.N. Equity Sales Company$2509-01-2011
Douglas Charles NorbergCommonwealth Financial NetworkOgilvie Security Advisors Corporation08-31-2011
Joseph Francis BonaseraCommonwealth Financial NetworkOgilvie Security Advisors Corporation08-31-2011
Kevin Burke HaskellCommonwealth Financial NetworkOgilvie Security Advisors Corporation08-31-2011
Matthew Patrick GreeneCommonwealth Financial NetworkOgilvie Security Advisors Corporation08-31-2011
Patricia M GildeaCommonwealth Financial NetworkOgilvie Security Advisors Corporation08-31-2011
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Showing 76 to 100 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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