Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Millard ManningCommonwealth Financial NetworkOgilvie Security Advisors Corporation$5008-31-2011
Heath Scott BartlettCommonwealth Financial NetworkLPL Financial LLC08-05-2011
Ronald Scott BartlettCommonwealth Financial NetworkLPL Financial LLC08-05-2011
Rick Ray StaggsCommonwealth Financial NetworkMML Investors Services, LLC$107-22-2011
Jesse Walter BellCommonwealth Financial NetworkSigma Financial Corporation$5006-22-2011
Gregory Taylor ShieldsCommonwealth Financial NetworkVSR Financial Services, Inc.05-16-2011
Chris W FusselmanCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$7104-08-2011
George Lawrence Mcreynolds Jr.Commonwealth Financial NetworkCambridge Investment Research, Inc.04-04-2011
John Charles Peters CFPCommonwealth Financial NetworkFinancial Telesis Inc$5003-31-2011
Raymond Paul CroteauCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-17-2010
James Stephen Davos Jr.Commonwealth Financial NetworkNew England Securities$108-20-2010
William Edward PrueCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2507-02-2010
Guy Anthony TomaseCommonwealth Financial NetworkVoya Retirement Advisors, LLC06-15-2010
Bradley Scott RobertsCommonwealth Financial NetworkJ.J.B. Hilliard, W.L. Lyons, LLC$5006-11-2010
David Edward FedorCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-21-2010
Kevin Joseph QuiltyCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2010
Mark StephensonCommonwealth Financial NetworkRaymond James Financial Services Advisors, Inc$2503-05-2010
Dennis Michael DobleCommonwealth Financial NetworkNew England Securities$10002-26-2010
Howie James PentonyCommonwealth Financial NetworkUvest Financial Services Group, Inc.$102-26-2010
Richard John LebrantiCommonwealth Financial NetworkNew England Securities$5002-26-2010
Robert Moseley Crosland IIICommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5002-16-2010
David R BermanCommonwealth Financial NetworkUBS Financial Services Inc.$5002-12-2010
William Lloyd MixdorfCommonwealth Financial NetworkCetera Advisor Networks LLC$9301-29-2010
Daniel P GannonCommonwealth Financial NetworkMorgan Stanley$5001-15-2010
Elliott Bruce MoskowitzCommonwealth Financial NetworkMorgan Stanley$5001-15-2010
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Showing 101 to 125 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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