Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David M WeidmayerCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$10008-01-2014
Matthew D MetrawCommonwealth Financial NetworkStrategic Advisers LLC07-28-2014
Cheryl Lee StuartCommonwealth Financial NetworkMML Investors Services, LLC07-18-2014
Patrick Richard NoonanCommonwealth Financial NetworkJanney Montgomery Scott LLC06-30-2014
Melissa Ellen WalshCommonwealth Financial NetworkAmundi Pioneer Distributor, Inc.05-21-2014
Robyn Frances SamuelsCommonwealth Financial NetworkSII Investments, Inc.$10004-25-2014
Mark S TaitzCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-24-2014
Daniel Robert NovotnyCommonwealth Financial NetworkStockCross Financial Services, Inc.$2504-16-2014
Joseph Scott MalmborgCommonwealth Financial NetworkKestra Investment Services, LLC03-28-2014
Michael A. CoxCommonwealth Financial NetworkAPW Capital, Inc.03-10-2014
Gary Wayne JamesCommonwealth Financial NetworkLPL Financial LLC$2501-31-2014
William Sebring HerrickCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC01-28-2014
Warren M SchneiderCommonwealth Financial NetworkAvantax Investment Services, Inc.$1001-27-2014
Robert E. JarrasCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-24-2014
Richard Jimmie AllredCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-24-2014
Reed Peter ThompsonCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5001-10-2014
John M SammutCommonwealth Financial NetworkRBC Capital Markets, LLC01-10-2014
James J. Quinlan Jr.Commonwealth Financial NetworkLPL Financial LLC01-10-2014
Thomas Richard ButlerCommonwealth Financial NetworkAllegheny Investments, Ltd.11-26-2013
Thomas Michael WilliamsCommonwealth Financial NetworkKestra Investment Services, LLC$2511-21-2013
Richard Kevin ColarossiCommonwealth Financial NetworkKestra Investment Services, LLC11-21-2013
Joseph John CahillCommonwealth Financial NetworkFirst Allied Advisory Services, Inc.11-20-2013
Nathan Davenport O'LoughlinCommonwealth Financial NetworkAmeriprise Financial Services, LLC$2510-25-2013
Mark David FeltCommonwealth Financial NetworkAmeriprise Financial Services, LLC$1010-25-2013
Michael Richard KriskoCommonwealth Financial NetworkAmeriprise Financial Services, LLC10-25-2013
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Showing 101 to 125 of 274 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.