Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jennifer Anne JonesCommonwealth Financial NetworkMedallion Investment Services, Inc.$5001-04-2010
Shabri Gandhi MooreCommonwealth Financial NetworkAmerican Portfolios Financial Services, Inc.$2511-20-2009
Charles Wilson GallagherCommonwealth Financial NetworkJ.P. Morgan Securities LLC$2511-09-2009
Michael Loel KlonskyCommonwealth Financial NetworkMorgan Stanley$5010-16-2009
Scott Wheatley EglsederCommonwealth Financial NetworkSagePoint Financial, Inc.$5009-02-2009
Laura PeekeCommonwealth Financial NetworkHamilton Financial Inc.$5008-28-2009
Thomas Christopher VirostekCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$2508-13-2009
Robert Joseph CummingsCommonwealth Financial NetworkMML Investors Services, LLC07-29-2009
Alexandra ArmstrongCommonwealth Financial NetworkFSC Securities Corporation$25007-23-2009
Bryan James CrabtreeCommonwealth Financial NetworkEdward Jones$5007-17-2009
Damian Paul PettaCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-12-2009
Christopher C GiambroneCommonwealth Financial NetworkAXA Advisors, LLC$5005-19-2009
Edward Joseph GarbacikCommonwealth Financial NetworkInfinex Investments, Inc.05-04-2009
Jean Ellen KelleyCommonwealth Financial NetworkInfinex Investments, Inc.$5005-04-2009
Stephen Tyler Ingalls Jr.Commonwealth Financial NetworkCitigroup Global Markets Inc.$2504-24-2009
Dag Olov Magnus BrandforsCommonwealth Financial NetworkWamu Investments, Inc.$15004-09-2009
David Allen GoinsCommonwealth Financial NetworkCitigroup Global Markets Inc.$5003-27-2009
William Watkins PeermanCommonwealth Financial NetworkStanford Group Company$5003-25-2009
Christopher Gerald DeruyverCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$5003-20-2009
Timothy James GinleyCommonwealth Financial NetworkFidelity Brokerage Services LLC$103-12-2009
David William Young IIICommonwealth Financial NetworkSagePoint Financial, Inc.$5002-04-2009
Richard Charles Tegge Jr.Commonwealth Financial NetworkCitigroup Global Markets Inc.$5001-23-2009
Edward Michael GazarianCommonwealth Financial NetworkBanc of America Investment Services, Inc.01-09-2009
Joshua Michael BenetCommonwealth Financial NetworkAmeriprise Financial Services, Inc.01-08-2009
Robert Julian RiceCommonwealth Financial NetworkAmeriprise Financial Services, Inc.01-08-2009
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Showing 126 to 150 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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