Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carlie Joann PowersFidelity Brokerage Services LLCMorgan Stanley08-21-2020
Bethany Anne DeverFidelity Brokerage Services LLCMartha's Vineyard Investment Advisors, LLC07-20-2020
Sara Patricia KennedyFidelity Brokerage Services LLCUltimus Fund Distributors, LLC07-06-2020
Samia Tony Nassif Fidelity Brokerage Services LLCTD Ameritrade, Inc.07-06-2020
Anthony Knight DawsonFidelity Brokerage Services LLCSantander Securities LLC07-03-2020
Tyler C GatesFidelity Brokerage Services LLCEdward Jones$15006-29-2020
Timothy WoodwardFidelity Brokerage Services LLCCharles Schwab & Co., Inc.06-23-2020
Kyle William BokuniewiczFidelity Brokerage Services LLCEquitable Advisors, LLC05-22-2020
Jana Lynn AbelsFidelity Brokerage Services LLCHennion & Walsh, Inc.05-14-2020
Sergio SaccoccioFidelity Brokerage Services LLCMorgan Stanley04-30-2020
Tracy Jean AlterFidelity Brokerage Services LLCBarings Securities LLC04-09-2020
Tyler James BergantinoFidelity Brokerage Services LLCEaton Vance Distributors, Inc.02-24-2020
Alissa Lauren BurwickFidelity Brokerage Services LLCCharles Schwab & Co., Inc.$2502-22-2020
Peter Kurt HigginsFidelity Brokerage Services LLCCitizens Securities, Inc.02-20-2020
Katherine Pratt RichardsonFidelity Brokerage Services LLCMorgan Stanley01-23-2020
Emily FreundFidelity Brokerage Services LLCManning & Napier Investor Services, Inc.11-01-2019
Scott Louis LanglaisFidelity Brokerage Services LLCMONECO Advisors09-26-2019
Andrew James FanikosFidelity Brokerage Services LLCUBS Financial Services Inc.09-05-2019
Nicole Rene LithwayFidelity Brokerage Services LLCAmeriprise Financial Services, LLC08-21-2019
Kristen Elizabeth MeahlFidelity Brokerage Services LLCMML Investors Services, LLC06-27-2019
Eric J OBrienFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2019
Sean William CullenFidelity Brokerage Services LLCJohn Hancock Investment Management Distributors LLC05-15-2019
Michael David MeuseFidelity Brokerage Services LLCFinancial Engines Advisors L.L.C.04-23-2019
Jennifer Elizabeth RiekFidelity Brokerage Services LLCCUNA Brokerage Services, Inc.04-05-2019
Sara Bernier GlennonFidelity Brokerage Services LLCGoldman Sachs & Co.09-20-2018
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.