Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Parker EkGWFS Equities, Inc.Citizens Securities, Inc.09-11-2020
Sean Thomas DoucetteGWFS Equities, Inc.Citizens Securities, Inc.08-04-2020
Timothy Fitzgerald HortonGWFS Equities, Inc.Santander Securities LLC07-21-2020
Matthew P BoyleGWFS Equities, Inc.Voya Financial Advisors, Inc.07-10-2020
Christopher Patrick GreeleyGWFS Equities, Inc.Voya Financial Advisors, Inc.06-02-2020
Daniel Christopher BakebergGWFS Equities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2020
Janine Elizabeth BealGWFS Equities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2020
James Gregory MariniGWFS Equities, Inc.Voya Financial Partners, LLC12-04-2019
Daryl Flynn Wells SrGWFS Equities, Inc.Citizens Securities, Inc.$15010-31-2019
Christopher KuhnGWFS Equities, Inc.Voya Financial Advisors, Inc.10-02-2019
Ricardo R SantosGWFS Equities, Inc.Voya Financial Advisors, Inc.09-24-2019
Robin E StanleyGWFS Equities, Inc.Citizens Securities, Inc.08-28-2019
Tao ChinGWFS Equities, Inc.Voya Financial Advisors, Inc.08-12-2019
Jerry Walter BoucherGWFS Equities, Inc.Edward Jones12-10-2018
Eric C FergusonGWFS Equities, Inc.Citizens Securities, Inc.11-12-2018
Blair Robert FilukGWFS Equities, Inc.Voya Investments Distributor, LLC04-10-2018
Michael William OBrienGWFS Equities, Inc.NYLIFE Securities LLC12-13-2017
Nicole Marie GuarinoGWFS Equities, Inc.Fidelity Brokerage Services LLC06-05-2017
Paul FisherGWFS Equities, Inc.Edward Jones05-19-2017
Lawrence NicoteraGWFS Equities, Inc.Fidelity Distributors Company LLC03-31-2017
James Alan MacmillanGWFS Equities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2016
R Eric Eric E BlomquistGWFS Equities, Inc.Fidelity Brokerage Services LLC08-15-2016
Jonas BrierGWFS Equities, Inc.NYLIFE Securities LLC$2507-19-2016
Andrew Earl CoxGWFS Equities, Inc.VP Distributors LLC01-14-2016
Dominick Vito ZurzoloGWFS Equities, Inc.ADP Broker-Dealer, Inc.12-12-2015

Showing 1 to 25 of 25 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.